SEC Form 4 · accession 0000899243-17-027968
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Harbin
Director
Period of report
Oct 17, 2017
Accepted (ET)
Dec 5, 2017 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 17, 2017 | A | 17,931 | $0.00 | A | 17,931 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was awarded restricted stock units that vest commencing on October 17, 2017, with one twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of the Issuer.