Form4insider filings, from the source

Insider · CIK 0001394808

Jeffrey Serota

Files at: GEC, CIFC, CIFC, XCOOQ, SD. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Nov 7, 2018 AForm 4 →Nov 9, 9:42 pm ESTGreat Elm Capital Group, Inc.GEC35,627——52,387— plan?
Jan 10, 2017 AForm 4 →Jan 12, 6:06 am ESTGreat Elm Capital Group, Inc.GEC16,760——16,760— plan?
Nov 21, 2016 DForm 4 →Nov 23, 5:59 pm ESTCIFC LLCCIFC41,895$11.36$475,9270— plan?
Aug 2, 2016 AForm 4 →Aug 25, 7:02 pm EDTCIFC LLCCIFC21,097——41,895— plan? late
Jul 1, 2016 MForm 4 →Jul 5, 12:27 pm EDTCIFC LLCCIFC15,867——20,798— plan?
Dec 10, 2015 AForm 4 →Dec 14, 12:41 pm ESTEXCO RESOURCES INCXCO124,260——134,260— plan?
Oct 29, 2015 AForm 4 →Oct 29, 4:24 pm EDTEXCO RESOURCES INCXCO5,000——10,000— plan?
Jul 1, 2015 AForm 4 →Jul 6, 9:43 am EDTSANDRIDGE ENERGY INCSD88,236——239,736— plan?
Jun 26, 2015 JMForm 4 →Jun 30, 12:13 pm EDTCIFC Corp.CIFC4,931——4,931— plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Feb 9, 2016 AForm 4 →Feb 24, 8:52 am ESTCIFC LLCCIFC8,961——8,961— late
Dec 16, 2015 AForm 4 →Feb 24, 2016, 8:53 am ESTCIFC Corp.CIFC5,988——5,988— late
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 12:27 pm EDTCIFC LLCCIFC16,785——0— late
Jul 1, 2015 AForm 4 →Jul 6, 9:43 am EDTSANDRIDGE ENERGY INCSD88,236——88,236—
Jun 26, 2015 MForm 4 →Jun 30, 12:13 pm EDTCIFC Corp.CIFC4,804——0—
Dec 31, 2014 AForm 4 →May 11, 2015, 5:00 pm EDTCIFC Corp.CIFC4,804——4,804— late