Form4insider filings, from the source

Company · CIK 0001649709 · SIC 6199 — Finance Services

CIFC LLC · CIFC

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Nov 21, 2016 DForm 4 →Nov 30, 2:45 pm ESTJason EpsteinDirector7,032$11.36$79,8840— plan? late
Nov 21, 2016 DJForm 4 →Nov 28, 10:34 am ESTOliver WriedtCo-President793,196$11.36$5,148,3070— plan? late
Nov 21, 2016 DForm 4 →Nov 23, 8:42 pm ESTPaolo AmatoDirector13,495$11.36$153,3030— plan?
Nov 21, 2016 DForm 4 →Nov 23, 6:23 pm ESTDaniel SchruppDirector20,138$11.36$228,7680— plan?
Nov 21, 2016 DJForm 4 →Nov 23, 6:23 pm ESTStephen J VaccaroCo-Pres & CIO454,882$11.36$2,441,0600— plan?
Nov 21, 2016 DForm 4 →Nov 23, 6:19 pm ESTRobert MachinistDirector94,340$11.36$1,071,7020— plan?
Nov 21, 2016 DForm 4 →Nov 23, 6:14 pm ESTJulian WeldonGC, CCO and Secretary122,127$11.36$1,387,3630— plan?
Nov 21, 2016 DForm 4 →Nov 23, 6:13 pm ESTMarco MusettiDirector19,639$11.36$223,0990— plan?
Nov 21, 2016 DForm 4 →Nov 23, 6:12 pm ESTEhud BarakDirector19,639$11.36$223,0990— plan?
Nov 21, 2016 DForm 4 →Nov 23, 6:09 pm ESTStephen Franklin SmithDirector17,027$11.36$193,4270— plan?
Nov 21, 2016 DForm 4 →Nov 23, 6:05 pm ESTAndrew IntraterDirector7,032$11.36$79,8840— plan?
Nov 21, 2016 DForm 4 →Nov 23, 6:02 pm ESTRahul N AgarwalChief Financial Officer95,668$11.36$1,086,7880— plan?
Nov 21, 2016 DForm 4 →Nov 23, 5:59 pm ESTJeffrey SerotaDirector41,895$11.36$475,9270— plan?
Nov 21, 2016 DForm 4 →Nov 23, 2:32 pm ESTDFR Holdings, LLCDirector, 10% Owner18,822,175$11.46$215,702,1260— plan?
Sep 30, 2016 FForm 4 →Oct 4, 5:25 pm EDTOliver WriedtCo-President3,094$11.17$34,560710,520— plan?
Sep 30, 2016 FForm 4 →Oct 4, 5:20 pm EDTJulian WeldonGC, CCO and Secretary1,374$11.17$15,348122,127— plan?
Sep 30, 2016 FForm 4 →Oct 4, 5:19 pm EDTStephen J VaccaroCo-Pres & CIO3,094$11.17$34,560454,882— plan?
Sep 30, 2016 FForm 4 →Oct 4, 5:18 pm EDTRahul N AgarwalChief Financial Officer1,496$11.17$16,71095,668— plan?
Aug 2, 2016 AForm 4 →Aug 25, 7:02 pm EDTJeffrey SerotaDirector21,097——41,895— plan? late
Aug 2, 2016 AForm 4 →Aug 22, 10:34 am EDTMarco MusettiDirector7,032——19,639— plan? late
Aug 2, 2016 AForm 4 →Aug 12, 9:14 am EDTPaolo AmatoDirector7,032——13,495— plan? late
Aug 2, 2016 AForm 4 →Aug 10, 6:01 pm EDTAndrew IntraterDirector7,032——7,032— plan? late
Aug 2, 2016 AForm 4 →Aug 10, 5:59 pm EDTJason EpsteinDirector7,032——7,032— plan? late
Aug 2, 2016 AForm 4 →Aug 10, 11:57 am EDTDaniel SchruppDirector7,032——20,138— plan? late
Aug 2, 2016 AForm 4 →Aug 10, 11:31 am EDTStephen Franklin SmithDirector7,032——17,027— plan? late
Aug 2, 2016 AForm 4 →Aug 10, 10:30 am EDTRobert MachinistDirector7,032——94,340— plan? late
Aug 2, 2016 AForm 4 →Aug 10, 9:53 am EDTEhud BarakDirector7,032——19,639— plan? late
Jul 1, 2016 JForm 4 →Jul 6, 9:52 am EDTDFR Holdings, LLC10% Owner12,926——18,822,175— plan?
Jul 1, 2016 JMForm 4 →Jul 5, 5:11 pm EDTJason EpsteinDirector12,926——0— plan?
Jul 1, 2016 MForm 4 →Jul 5, 12:45 pm EDTPaolo AmatoDirector6,463——6,463— plan?
Jul 1, 2016 MForm 4 →Jul 5, 12:38 pm EDTStephen Franklin SmithDirector6,463——9,995— plan?
Jul 1, 2016 MForm 4 →Jul 5, 12:32 pm EDTDaniel SchruppDirector6,463——13,106— plan?
Jul 1, 2016 MForm 4 →Jul 5, 12:27 pm EDTJeffrey SerotaDirector15,867——20,798— plan?
Jul 1, 2016 MForm 4 →Jul 5, 12:22 pm EDTMarco MusettiDirector6,463——12,607— plan?
Jul 1, 2016 MForm 4 →Jul 5, 12:17 pm EDTRobert MachinistDirector12,927——87,308— plan?
Jul 1, 2016 JMForm 4 →Jul 5, 12:12 pm EDTAndrew IntraterDirector12,926——0— plan?
Jul 1, 2016 MForm 4 →Jul 5, 12:04 pm EDTEhud BarakDirector6,463——12,607— plan?
Jun 30, 2016 MForm 4 →Jul 5, 11:28 am EDTRahul N AgarwalChief Financial Officer4,045——97,164— plan?
Jun 30, 2016 MForm 4 →Jul 5, 11:06 am EDTOliver WriedtCo-President6,000——713,614— plan?
Jun 30, 2016 MForm 4 →Jul 5, 11:03 am EDTJulian WeldonGC, CCO and Secretary3,334——123,501— plan?
Jun 30, 2016 MForm 4 →Jul 5, 10:54 am EDTStephen J VaccaroCo-Pres & CIO6,000——457,976— plan?
Mar 31, 2016 FMForm 4 →Apr 4, 5:17 pm EDTRahul N AgarwalChief Financial Officer5,540$7.10$10,61523,141— plan?
Mar 31, 2016 MForm 4 →Apr 4, 5:14 pm EDTJulian WeldonGC, CCO and Secretary3,333——16,666— plan?
Mar 31, 2016 FMForm 4 →Apr 4, 5:07 pm EDTOliver WriedtCo-President76,747$7.10$102,929455,614— plan?
Mar 31, 2016 FMForm 4 →Apr 4, 5:05 pm EDTStephen J VaccaroCo-Pres & CIO76,747$7.10$102,929199,976— plan?
Mar 11, 2016 MForm 4 →Mar 15, 4:48 pm EDTOliver WriedtCo-President50,000$4.83$241,500407,861— plan?
Jan 1, 2016 MForm 4 →Jan 5, 8:00 pm ESTStephen J VaccaroCo-Pres & CIO50,000——152,223— plan?
Jan 1, 2016 MForm 4 →Jan 5, 7:16 pm ESTOliver WriedtCo-President50,000——357,861— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Nov 21, 2016 DForm 4 →Nov 28, 10:34 am ESTOliver WriedtCo-President805,000——0— late
Nov 21, 2016 DForm 4 →Nov 23, 6:26 pm ESTPeter GleysteenDirector1,207,813——0—
Nov 21, 2016 DForm 4 →Nov 23, 6:23 pm ESTStephen J VaccaroCo-Pres & CIO637,500——0—
Nov 21, 2016 DForm 4 →Nov 23, 6:02 pm ESTRahul N AgarwalChief Financial Officer100,000——0—
Nov 21, 2016 DForm 4 →Nov 23, 2:32 pm ESTDFR Holdings, LLCDirector, 10% Owner2,000,000$6.68$13,350,0000—
Jun 30, 2016 MForm 4 →Jul 5, 11:28 am EDTRahul N AgarwalChief Financial Officer4,045——24,273—
Jun 30, 2016 MForm 4 →Jul 5, 11:06 am EDTOliver WriedtCo-President6,000——252,000—
Jun 30, 2016 MForm 4 →Jul 5, 11:03 am EDTJulian WeldonGC, CCO and Secretary3,334——20,000—
Jun 30, 2016 MForm 4 →Jul 5, 10:54 am EDTStephen J VaccaroCo-Pres & CIO6,000——252,000—
Mar 31, 2016 MForm 4 →Apr 4, 5:17 pm EDTRahul N AgarwalChief Financial Officer4,045——28,318—
Mar 31, 2016 MForm 4 →Apr 4, 5:14 pm EDTJulian WeldonGC, CCO and Secretary3,333——23,334—
Mar 31, 2016 MForm 4 →Apr 4, 5:07 pm EDTOliver WriedtCo-President62,250——0—
Mar 31, 2016 MForm 4 →Apr 4, 5:05 pm EDTStephen J VaccaroCo-Pres & CIO62,250——0—
Mar 11, 2016 MForm 4 →Mar 15, 4:48 pm EDTOliver WriedtCo-President50,000——555,000—
Feb 9, 2016 AForm 4 →May 6, 2:05 pm EDTJulian WeldonGC, CCO and Secretary35,000——83,501— late
Feb 9, 2016 AForm 4 →May 6, 2:03 pm EDTRahul N AgarwalChief Financial Officer15,500——41,955— late
Feb 9, 2016 AForm 4 →Feb 24, 8:52 am ESTJeffrey SerotaDirector8,961——8,961— late
Feb 9, 2016 AForm 4 →Feb 17, 7:21 pm ESTRahul N AgarwalChief Financial Officer26,455——26,455— late
Feb 9, 2016 AForm 4 →Feb 16, 7:09 pm ESTJulian WeldonGC, CCO and Secretary48,501——48,501— late
Jan 1, 2016 MForm 4 →Jan 5, 8:00 pm ESTStephen J VaccaroCo-Pres & CIO50,000——0—
Jan 1, 2016 MForm 4 →Jan 5, 7:16 pm ESTOliver WriedtCo-President50,000——0—
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 5:11 pm EDTJason EpsteinDirector6,938——0— late
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 12:45 pm EDTPaolo AmatoDirector6,938——0— late
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 12:38 pm EDTStephen Franklin SmithDirector6,938——0— late
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 12:32 pm EDTDaniel SchruppDirector6,938——0— late
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 12:27 pm EDTJeffrey SerotaDirector16,785——0— late
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 12:22 pm EDTMarco MusettiDirector6,938——0— late
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 12:17 pm EDTRobert MachinistDirector13,878——0— late
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 12:12 pm EDTAndrew IntraterDirector6,938——0— late
Sep 8, 2015 AMForm 4 →Jul 5, 2016, 12:04 pm EDTEhud BarakDirector6,938——0— late