SEC Form 4 · accession 0001559651-16-000004
CIFC LLC · CIFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rahul N Agarwal
Officer — Chief Financial Officer
Period of report
Feb 9, 2016
Accepted (ET)
Feb 17, 2016 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | — | Feb 9, 2016 | A | 26,455 | A | — | — | Common Shares | 26,455 | 26,455 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a contingent right to receive one Common Share of the Issuer.
- F21/3 of the Restricted Share Units will vest on December 31, 2016 and 1/12 of the Restricted Share Units will vest on each of the next eight quarterly anniversaries, with the first quarterly installment vesting on March 31, 2017.