SEC Form 4 · accession 0001649709-16-000062
CIFC LLC · CIFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DFR Holdings, LLC
10% Owner
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 9:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 1, 2016 | J | 12,926 | $0.00 | A | 18,822,175 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person acquired the common shares, par value $0.001 per share, of CIFC LLC reported herein from Andrew Intrater and Jason Epstein for no consideration.