Company · CIK 0001313918 · SIC 6199 — Finance Services

CIFC Corp. · CIFC

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $479k · 9sales $0 · 0net $479k

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 7:59 pm EST	Stephen J VaccaroCo-Pres & CIO	15,000	—	—	102,223	—	plan?
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 7:15 pm EST	Oliver WriedtCo-President	15,000	—	—	307,861	—	plan?
Dec 31, 2015 FMForm 4 →	Jan 5, 2016, 7:04 pm EST	Rahul N AgarwalChief Financial Officer	23,021	$5.58	$38,167	20,591	—	plan?
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 7:00 pm EST	Julian WeldonGC, CCO and Secretary	13,333	—	—	13,333	—	plan?
Dec 21, 2015 MForm 4 →	Dec 23, 4:37 pm EST	Rahul N AgarwalChief Financial Officer	3,750	—	—	11,250	—	plan?
Dec 2, 2015 PForm 4 →	Dec 4, 5:11 pm EST	Oliver WriedtCo-President	10,000	$6.85	$68,480	82,676	+13.8%	plan?
Nov 23, 2015 PForm 4 →	Nov 24, 6:06 pm EST	Oliver WriedtCo-President	10,000	$6.75	$67,500	72,676	+16.0%	plan?
Nov 17, 2015 PForm 4 →	Nov 19, 4:35 pm EST	Oliver WriedtCo-President	12,000	$6.80	$81,620	292,861	+4.27%	plan?
Sep 30, 2015 MForm 4 →	Sep 30, 5:55 pm EDT	Oliver WriedtCo-President	3,000	—	—	290,861	—	plan?
Sep 30, 2015 MForm 4 →	Sep 30, 5:53 pm EDT	Stephen J VaccaroCo-Pres & CIO	3,000	—	—	87,223	—	plan?
Jun 30, 2015 MForm 4 →	Jul 2, 1:01 pm EDT	Oliver WriedtCo-President	3,000	—	—	287,861	—	plan?
Jun 30, 2015 MForm 4 →	Jul 2, 1:00 pm EDT	Stephen J VaccaroCo-Pres & CIO	3,000	—	—	84,223	—	plan?
Jun 26, 2015 JMForm 4 →	Jul 1, 3:12 pm EDT	Iosif BakaleynikDirector	6,144	—	—	6,144	—	plan? late
Jun 26, 2015 JForm 4 →	Jun 30, 1:34 pm EDT	DFR Holdings, LLC10% Owner	18,432	—	—	18,809,249	—	plan?
Jun 26, 2015 JMForm 4 →	Jun 30, 12:13 pm EDT	Stephen Franklin SmithDirector	3,532	—	—	3,532	—	plan?
Jun 26, 2015 JMForm 4 →	Jun 30, 12:13 pm EDT	Jeffrey SerotaDirector	4,931	—	—	4,931	—	plan?
Jun 26, 2015 JMForm 4 →	Jun 30, 12:13 pm EDT	Daniel SchruppDirector	3,532	—	—	6,643	—	plan?
Jun 26, 2015 JMForm 4 →	Jun 30, 12:12 pm EDT	Marco MusettiDirector	6,144	—	—	6,144	—	plan?
Jun 26, 2015 JMForm 4 →	Jun 30, 12:10 pm EDT	Robert MachinistDirector	18,434	—	—	74,381	—	plan?
Jun 26, 2015 JMForm 4 →	Jun 30, 12:10 pm EDT	Paul LipariDirector	12,288	—	—	0	—	plan?
Jun 26, 2015 JMForm 4 →	Jun 30, 12:09 pm EDT	Andrew IntraterDirector	12,288	—	—	0	—	plan?
Jun 26, 2015 JMForm 4 →	Jun 30, 12:09 pm EDT	Jason EpsteinDirector	12,288	—	—	0	—	plan?
Jun 26, 2015 JMForm 4 →	Jun 30, 12:09 pm EDT	Ehud BarakDirector	6,144	—	—	6,144	—	plan?
Jun 1, 2015 PForm 4 →	Jun 3, 4:53 pm EDT	Oliver WriedtCo-President	5,000	$7.80	$39,000	52,676	+10.5%	plan?
May 22, 2015 PForm 4 →	May 27, 4:17 pm EDT	Oliver WriedtCo-President	2,995	$7.85	$23,511	284,861	+1.06%	plan?
May 19, 2015 PForm 4 →	May 21, 4:07 pm EDT	Oliver WriedtCo-President	11,418	$8.02	$91,572	281,866	+4.22%	plan?
May 14, 2015 PForm 4 →	May 18, 4:18 pm EDT	Oliver WriedtCo-President	1,100	$7.89	$8,675	270,448	+0.41%	plan?
May 11, 2015 PForm 4 →	May 13, 4:42 pm EDT	Oliver WriedtCo-President	13,377	$7.34	$98,212	269,348	+5.23%	plan?
Mar 31, 2015 MForm 4 →	Apr 1, 5:10 pm EDT	Oliver WriedtCo-President	3,000	—	—	255,971	—	plan?
Mar 31, 2015 MForm 4 →	Apr 1, 5:05 pm EDT	Stephen J VaccaroCo-Pres & CIO	3,000	—	—	81,223	—	plan?
Feb 19, 2015 MForm 4 →	Feb 23, 4:59 pm EST	Oliver WriedtCo-President	25,000	$4.83	$120,750	252,971	—	plan?
Jan 20, 2015 FForm 4 →	Jan 22, 4:22 pm EST	Stephen J VaccaroCo-Pres & CIO	29,777	$8.88	$264,420	78,223	—	plan?
Dec 31, 2014 MForm 4 →	Jan 2, 2015, 7:42 pm EST	Stephen J VaccaroCo-Pres & CIO	62,000	—	—	108,000	—	plan?
Dec 31, 2014 MForm 4 →	Jan 2, 2015, 7:36 pm EST	Oliver WriedtCo-President	62,000	—	—	227,971	—	plan?
Apr 8, 2013 PForm 4 →	Apr 1, 2015, 5:10 pm EDT	Oliver WriedtCo-President	2	$8.04	$16	47,676	+0.00%	plan? late

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 31, 2015 AMForm 4 →	Jan 5, 2016, 7:59 pm EST	Stephen J VaccaroCo-Pres & CIO	71,250	—	—	56,250	—
Dec 31, 2015 AMForm 4 →	Jan 5, 2016, 7:15 pm EST	Oliver WriedtCo-President	71,250	—	—	56,250	—
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 7:04 pm EST	Rahul N AgarwalChief Financial Officer	16,181	—	—	32,363	—
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 7:00 pm EST	Julian WeldonGC, CCO and Secretary	13,333	—	—	26,667	—
Dec 21, 2015 MForm 4 →	Dec 23, 4:37 pm EST	Rahul N AgarwalChief Financial Officer	3,750	—	—	3,750	—
Dec 16, 2015 AForm 4 →	Apr 13, 2016, 2:49 pm EDT	Ehud BarakDirector	5,988	—	—	5,988	—	late
Dec 16, 2015 AForm 4 →	Mar 8, 2016, 5:49 pm EST	Jason EpsteinDirector	5,988	—	—	5,988	—	late
Dec 16, 2015 AForm 4 →	Feb 24, 2016, 8:53 am EST	Jeffrey SerotaDirector	5,988	—	—	5,988	—	late
Dec 16, 2015 AForm 4 →	Feb 17, 2016, 9:33 pm EST	Andrew IntraterDirector	5,988	—	—	5,988	—	late
Dec 16, 2015 AForm 4 →	Feb 17, 2016, 9:31 pm EST	Robert MachinistDirector	11,976	—	—	11,976	—	late
Dec 16, 2015 AForm 4 →	Feb 17, 2016, 9:27 pm EST	Marco MusettiDirector	5,988	—	—	5,988	—	late
Dec 16, 2015 AForm 4 →	Feb 17, 2016, 9:17 pm EST	Daniel SchruppDirector	5,988	—	—	5,988	—	late
Dec 16, 2015 AForm 4 →	Feb 17, 2016, 9:13 pm EST	Paolo AmatoDirector	5,988	—	—	5,988	—	late
Dec 16, 2015 AForm 4 →	Feb 17, 2016, 9:08 pm EST	Stephen Franklin SmithDirector	5,988	—	—	5,988	—	late
Sep 30, 2015 MForm 4 →	Sep 30, 5:55 pm EDT	Oliver WriedtCo-President	3,000	—	—	279,000	—
Sep 30, 2015 MForm 4 →	Sep 30, 5:53 pm EDT	Stephen J VaccaroCo-Pres & CIO	3,000	—	—	279,000	—
Jun 30, 2015 MForm 4 →	Jul 2, 1:01 pm EDT	Oliver WriedtCo-President	3,000	—	—	282,000	—
Jun 30, 2015 MForm 4 →	Jul 2, 1:00 pm EDT	Stephen J VaccaroCo-Pres & CIO	3,000	—	—	282,000	—
Jun 26, 2015 MForm 4 →	Jul 1, 3:12 pm EDT	Iosif BakaleynikDirector	5,854	—	—	0	—	late
Jun 26, 2015 MForm 4 →	Jun 30, 12:13 pm EDT	Stephen Franklin SmithDirector	3,441	—	—	0	—
Jun 26, 2015 MForm 4 →	Jun 30, 12:13 pm EDT	Jeffrey SerotaDirector	4,804	—	—	0	—
Jun 26, 2015 MForm 4 →	Jun 30, 12:13 pm EDT	Daniel SchruppDirector	3,441	—	—	0	—
Jun 26, 2015 MForm 4 →	Jun 30, 12:12 pm EDT	Marco MusettiDirector	5,854	—	—	0	—
Jun 26, 2015 MForm 4 →	Jun 30, 12:10 pm EDT	Robert MachinistDirector	17,564	—	—	0	—
Jun 26, 2015 MForm 4 →	Jun 30, 12:10 pm EDT	Paul LipariDirector	5,854	—	—	0	—
Jun 26, 2015 MForm 4 →	Jun 30, 12:09 pm EDT	Andrew IntraterDirector	5,854	—	—	0	—
Jun 26, 2015 MForm 4 →	Jun 30, 12:09 pm EDT	Jason EpsteinDirector	5,854	—	—	0	—
Jun 26, 2015 MForm 4 →	Jun 30, 12:09 pm EDT	Ehud BarakDirector	5,854	—	—	0	—
Mar 30, 2015 AMForm 4 →	Apr 1, 5:10 pm EDT	Oliver WriedtCo-President	78,000	—	—	285,000	—
Mar 30, 2015 AMForm 4 →	Apr 1, 5:05 pm EDT	Stephen J VaccaroCo-Pres & CIO	78,000	—	—	285,000	—
Feb 19, 2015 MForm 4 →	Feb 23, 4:59 pm EST	Oliver WriedtCo-President	25,000	$4.83	$120,750	605,000	—
Dec 31, 2014 AForm 4 →	May 11, 2015, 5:00 pm EDT	Jeffrey SerotaDirector	4,804	—	—	4,804	—	late
Dec 31, 2014 MForm 4 →	Jan 2, 2015, 7:42 pm EST	Stephen J VaccaroCo-Pres & CIO	62,000	—	—	50,000	—
Dec 31, 2014 MForm 4 →	Jan 2, 2015, 7:36 pm EST	Oliver WriedtCo-President	62,000	—	—	50,000	—
Dec 30, 2014 AForm 4 →	Jan 2, 2015, 7:30 pm EST	Rahul N AgarwalChief Financial Officer	48,544	—	—	48,544	—
Dec 30, 2014 AForm 4 →	Jan 2, 2015, 7:27 pm EST	Robert C. Milton IIIGeneral Counsel and Secretary	15,170	—	—	15,170	—
Dec 30, 2014 AForm 4 →	Jan 2, 2015, 4:08 pm EST	Daniel SchruppDirector	3,441	—	—	3,441	—
Dec 30, 2014 AForm 4 →	Jan 2, 2015, 4:03 pm EST	Stephen Franklin SmithDirector	3,441	—	—	3,441	—
Sep 22, 2014 ADForm 4 →	Oct 19, 2015, 4:30 pm EDT	DFR Holdings, LLCDirector, 10% Owner	8,000,000	$2.74	$21,950,000	2,000,000	—	late