SEC Form 4 · accession 0001104659-15-048811
CIFC Corp. · CIFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DFR Holdings, LLC
10% Owner
Period of report
Jun 26, 2015
Accepted (ET)
Jun 30, 2015 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001313918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2015 | J | 18,432 | $0.00 | A | 18,809,249 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person acquired the shares of common stock, par value $0.001 per share, of CIFC Corp. reported herein from Andrew Intrater, Jason Epstein and Paul Lipari for no consideration.