SEC Form 4 · accession 0001546184-15-000021
CIFC Corp. · CIFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver Wriedt
Officer — Co-President
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001313918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2015 | P | 10,000 | $6.80 | A | 62,676 | I | See Footnote |
| Common StockF2 | Nov 17, 2015 | P | 2,000 | $6.81 | A | 292,861 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held in Deutsche Bank Group International Pension Plan
- F2The range of prices for the transactions reported on this line was $6.80 to $6.82. The average weighted price was $6.81. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.