SEC Form 4 · accession 0000899243-17-023944
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Woods
Officer — Chief Financial Officer
Period of report
Sep 25, 2017
Accepted (ET)
Oct 10, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2017 | P | 10,000 | $3.64 | A | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.