SEC Form 4 · accession 0000899243-18-014171
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Reed
Officer — Chief Executive Officer · Director
Period of report
May 24, 2018
Accepted (ET)
May 25, 2018 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 24, 2018 | P | 75,000 | $3.80 | A | 688,840 | D | |
| Common StockF1 | May 25, 2018 | P | 2,170 | $3.75 | A | 691,010 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 220,923 shares of unvested restricted stock.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney