SEC Form 4 · accession 0000899243-18-022915
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Harbin
Director
Period of report
Nov 13, 2017
Accepted (ET)
Aug 21, 2018 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | P | 7,000 | $3.60 | A | 24,931 | D | |
| Common Stock | Dec 15, 2017 | P | 1,281 | $4.15 | A | 26,212 | D | |
| Common Stock | Jan 8, 2018 | P | 2,000 | $3.74 | A | 28,212 | D | |
| Common Stock | Jun 22, 2018 | P | 4,000 | $3.69 | A | 32,212 | D | |
| Common Stock | Jul 11, 2018 | P | 7,000 | $3.34 | A | 39,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney