Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 23, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

96 filings · trading day Oct 23, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 21, 2018 MForm 4 →	Oct 22, 5:41 pm EDT	EXELON CorpEXC	William A. Von Hoene Jr.Sr. Executive Vice President	20,000	$44.13	$882,600	0	—
Oct 16, 2018 AForm 4 →	Oct 22, 7:02 pm EDT	Texas South Energy, Inc.TXSO	Michael J MayellPresident / CEO, Director, 10% Owner	8,750,000	$0.02	$175,000	61,200,000	—	late
Oct 18, 2018 AForm 4 →	Oct 22, 4:47 pm EDT	US BANCORP \DE\USB	Dorothy J BridgesDirector	1,918	$52.13	$99,985	1,918	—
Aug 28, 2018 AForm 4 →	Oct 23, 3:29 pm EDT	Stock Yards Bancorp, Inc.SYBT	John SchutteDirector	1,000	$38.85	$38,850	1,000	—	late
Oct 22, 2018 MForm 4 →	Oct 22, 7:37 pm EDT	COMMUNITY WEST BANCSHARES /CWBC	Robert BartleinDirector	5,000	$7.19	$35,950	5,000	—
Oct 19, 2018 AForm 4 →	Oct 22, 4:47 pm EDT	ASSOCIATED BANC-CORPASB	Richard T LommenDirector	904	$23.51	$21,250	76,933	—
Oct 19, 2018 AForm 4 →	Oct 22, 4:48 pm EDT	ASSOCIATED BANC-CORPASB	Robert A JeffeDirector	797	$23.51	$18,750	20,451	—
Oct 22, 2018 AForm 4 →	Oct 23, 3:29 pm EDT	FRANKLIN RESOURCES INCBEN	Mark C PigottDirector	103	$29.04	$3,000	44,628	—
Oct 22, 2018 AForm 4 →	Oct 23, 3:24 pm EDT	FRANKLIN RESOURCES INCBEN	Peter K BarkerDirector	52	$29.04	$1,500	19,006	—
Oct 22, 2018 AForm 4 →	Oct 23, 3:32 pm EDT	FRANKLIN RESOURCES INCBEN	Laura SteinDirector	52	$29.04	$1,500	23,519	—
Oct 19, 2018 AForm 4 →	Oct 22, 5:13 pm EDT	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	13	$45.05	$605	241	—
Sep 4, 2018 DSForm 4 →	Oct 22, 4:16 pm EDT	Gores Holdings III, Inc.GRSH	Gores Sponsor III LLC +2Director, 10% Owner	856,250	$0.002	$150	9,925,000	—	late
Oct 18, 2018 MForm 4 →	Oct 22, 4:02 pm EDT	Five9, Inc.FIVN	Scott WelchEVP, Cloud Operations	1,411	—	—	22,584	—
Oct 18, 2018 MForm 4 →	Oct 22, 4:06 pm EDT	Karyopharm Therapeutics Inc.KPTI	Michael KauffmanChief Executive Officer, Director	10,000	—	—	446,061	—
Oct 18, 2018 PForm 4 →	Oct 22, 4:08 pm EDT	General Moly, IncGMO	Bruce D HansenChief Executive Officer & CFO, Director	2,000,000	—	—	2,000,000	—
Oct 18, 2018 MForm 4 →	Oct 22, 4:08 pm EDT	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Robert J. FolkesChief Operating Officer	2,483	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 22, 4:09 pm EDT	Karyopharm Therapeutics Inc.KPTI	Sharon ShachamPresident & CSO	10,000	—	—	446,061	—
Oct 18, 2018 MForm 4 →	Oct 22, 4:15 pm EDT	EMMIS COMMUNICATIONS CORPEMMS	Jeffrey H SmulyanChairman,CEO, Director, 10% Owner	37,499	—	—	12,501	—
Oct 18, 2018 MForm 4 →	Oct 22, 4:16 pm EDT	REGENXBIO Inc.RGNX	Patrick J. ChristmasSVP, General Counsel	5,000	—	—	58,472	—
Oct 18, 2018 MForm 4 →	Oct 22, 4:17 pm EDT	Cornerstone OnDemand IncCSOD	Harold W BurlingameDirector	1,552	—	—	9,315	—
Oct 18, 2018 AForm 4 →	Oct 22, 4:17 pm EDT	Adverum Biotechnologies, Inc.ADVM	Leone D PattersonPresident, CEO and CFO	150,000	—	—	150,000	—
Oct 18, 2018 MForm 4 →	Oct 22, 4:19 pm EDT	Rimini Street, Inc.RMNI	Sebastian GradyPresident	553	—	—	74,104	—
Oct 18, 2018 MForm 4 →	Oct 22, 4:22 pm EDT	FIVE BELOW, INCFIVE	David N. MakuenExecutive Vice President	12,000	—	—	12,000	—
Oct 18, 2018 AForm 4 →	Oct 22, 4:35 pm EDT	BOX INCBOX	Kimberly HammondsDirector	19,972	—	—	19,972	—
Oct 17, 2018 AForm 4 →	Oct 22, 4:47 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Stuart Alan HarshawDirector	101,220	—	—	101,220	—	late
Oct 17, 2018 AForm 4 →	Oct 22, 4:51 pm EDT	INTERNATIONAL TOWER HILL MINES LTDTHM	Stephen A LangDirector	101,220	—	—	101,220	—	late
Oct 18, 2018 AForm 4 →	Oct 22, 4:53 pm EDT	REGIONS FINANCIAL CORPRF	Katherine R DanellaEVP	8,802	—	—	8,802	—
Oct 18, 2018 MForm 4 →	Oct 22, 5:21 pm EDT	Seagate Technology plcSTX	Mark AdamsDirector	8,094	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 22, 5:22 pm EDT	Seagate Technology plcSTX	Mei Wei ChengDirector	8,094	—	—	0	—
Oct 19, 2018 MForm 4 →	Oct 22, 5:25 pm EDT	MICRON TECHNOLOGY INCMU	Michael W BokanSVP, WORLDWIDE SALES	8,831	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 22, 5:25 pm EDT	Seagate Technology plcSTX	Stephanie TileniusDirector	8,094	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 22, 5:27 pm EDT	Seagate Technology plcSTX	Michael R CannonDirector	8,094	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 22, 5:29 pm EDT	Seagate Technology plcSTX	Jay L GeldmacherDirector	8,094	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 22, 5:30 pm EDT	Seagate Technology plcSTX	William T Coleman IIIDirector	8,094	—	—	0	—
Oct 19, 2018 MForm 4 →	Oct 22, 5:37 pm EDT	CNX Midstream Partners LPCNXM	Raymond T BetlerDirector	1,350	—	—	4,771	—
Oct 18, 2018 MForm 4 →	Oct 22, 5:46 pm EDT	Veritex Holdings, Inc.VBTX	William C MurphyVice Chairman, Director	25,269	—	—	2,444	—
Oct 18, 2018 MForm 4 →	Oct 22, 5:48 pm EDT	DOLLAR GENERAL CORPDG	Warren F BryantDirector	5,549	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 22, 6:06 pm EDT	Seagate Technology plcSTX	Edward J ZanderDirector	8,094	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 22, 6:11 pm EDT	Seagate Technology plcSTX	Chong Sup ParkDirector	8,094	—	—	0	—
Oct 19, 2018 MForm 4 →	Oct 22, 6:27 pm EDT	QUALCOMM INC/DEQCOM	Brian ModoffEVP, Strategy and M&A	7,993	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 22, 7:19 pm EDT	TherapeuticsMD, Inc.TXMD	Brian BernickDirector	182,800	—	—	731,710	—
Oct 19, 2018 AForm 4 →	Oct 22, 7:24 pm EDT	Arcus Biosciences, Inc.RCUS	Kristen HegeDirector	35,000	—	—	35,000	—
Oct 18, 2018 MForm 4 →	Oct 22, 7:38 pm EDT	TRINET GROUP INCTNET	Burton M. GoldfieldPRESIDENT, CEO and DIRECTOR, Director	7,500	—	—	182,891	—
Oct 19, 2018 MForm 4 →	Oct 22, 7:52 pm EDT	Pivotal Software, Inc.PVTL	Edward HieattSVP, Services	44,792	—	—	92,708	—
Oct 19, 2018 MForm 4 →	Oct 22, 7:58 pm EDT	Pivotal Software, Inc.PVTL	William CookPresident	2,297	—	—	497,703	—
Oct 19, 2018 MForm 4 →	Oct 22, 8:00 pm EDT	Pivotal Software, Inc.PVTL	Scott YaraSVP, Products	36,666	—	—	463,334	—
Oct 18, 2018 AForm 4 →	Oct 22, 8:16 pm EDT	SIGMA LABS, INC.SGLB	Darren BeckettCTO	20,000	—	—	20,000	—
Oct 18, 2018 MForm 4 →	Oct 22, 8:21 pm EDT	SHUTTERFLY INCSFLY	Ishantha LokugeSVP and Chief Product Officer	2,500	—	—	5,000	—	amended
Oct 20, 2018 AForm 4 →	Oct 22, 8:34 pm EDT	Palo Alto Networks IncPANW	Nir ZukEVP, Chief Technology Officer, Director	503,019	—	—	503,019	—
Oct 20, 2018 AForm 4 →	Oct 22, 8:36 pm EDT	Palo Alto Networks IncPANW	Kathleen BonannoEVP, Chief Financial Officer	167,673	—	—	167,673	—
Oct 20, 2018 AForm 4 →	Oct 22, 8:37 pm EDT	Palo Alto Networks IncPANW	Rene BonvanieEVP, Chief Marketing Officer	419,183	—	—	419,183	—
Oct 20, 2018 AForm 4 →	Oct 22, 8:37 pm EDT	Palo Alto Networks IncPANW	Lee KlarichEVP, Chief Product Officer	670,693	—	—	670,693	—
Oct 18, 2018 AForm 4 →	Oct 22, 9:12 pm EDT	LogicBio Therapeutics, Inc.LOGC	Richard A MoscickiDirector	24,102	—	—	24,102	—
Oct 18, 2018 AForm 4 →	Oct 22, 9:12 pm EDT	LogicBio Therapeutics, Inc.LOGC	Matthias JaffeChief Financial Officer	95,293	—	—	95,293	—	amended
Oct 18, 2018 AForm 4 →	Oct 22, 9:13 pm EDT	LogicBio Therapeutics, Inc.LOGC	Tomer KarivDirector	24,102	—	—	24,102	—
Oct 18, 2018 AForm 4 →	Oct 22, 9:13 pm EDT	LogicBio Therapeutics, Inc.LOGC	Michael S WyzgaDirector	24,102	—	—	24,102	—
Oct 18, 2018 AForm 4 →	Oct 22, 9:15 pm EDT	LogicBio Therapeutics, Inc.LOGC	Frederic ChereauPresident, CEO, Director	212,525	—	—	212,525	—	amended
Oct 18, 2018 AForm 4 →	Oct 22, 9:16 pm EDT	LogicBio Therapeutics, Inc.LOGC	Dean FalbChief Scientific Officer	41,134	—	—	41,134	—	amended
Oct 18, 2018 AForm 4 →	Oct 22, 9:16 pm EDT	LogicBio Therapeutics, Inc.LOGC	Sofia IoannidouDirector	24,102	—	—	24,102	—
Oct 18, 2018 AForm 4 →	Oct 22, 9:17 pm EDT	LogicBio Therapeutics, Inc.LOGC	Thomas WiltonChief Business Officer	39,762	—	—	39,762	—	amended
Oct 18, 2018 AForm 4 →	Oct 22, 9:19 pm EDT	LogicBio Therapeutics, Inc.LOGC	Leon ChenDirector	24,102	—	—	24,102	—
Oct 18, 2018 CForm 4 →	Oct 22, 9:19 pm EDT	TWILIO INCTWLO	Jeff LawsonChief Executive Officer, Director, 10% Owner	19,712	—	—	6,112,242	—
Oct 18, 2018 AForm 4 →	Oct 22, 9:19 pm EDT	LogicBio Therapeutics, Inc.LOGC	Erez ChimovitsDirector	24,102	—	—	24,102	—
Oct 18, 2018 AForm 4 →	Oct 22, 9:20 pm EDT	LogicBio Therapeutics, Inc.LOGC	Mark A KayDirector	24,102	—	—	24,102	—
Oct 18, 2018 AForm 4 →	Oct 22, 9:22 pm EDT	LogicBio Therapeutics, Inc.LOGC	Sandra PooleChief Operating Officer	106,262	—	—	106,262	—	amended
Oct 18, 2018 AForm 4 →	Oct 22, 9:23 pm EDT	LogicBio Therapeutics, Inc.LOGC	Daniel P O'ConnellDirector	24,102	—	—	24,102	—
Oct 18, 2018 CMForm 4 →	Oct 22, 9:28 pm EDT	TWILIO INCTWLO	Karyn SmithGeneral Counsel and Secretary	7,740	—	—	9,396	—
Oct 5, 2018 MForm 4 →	Oct 22, 9:45 pm EDT	Teligent, Inc.TLGT	Stephen RichardsonChief Scientific Officer	8,333	—	—	0	—	late
Apr 25, 2018 MForm 4 →	Oct 22, 9:45 pm EDT	Teligent, Inc.TLGT	Martin WilsonGeneral Counsel	5,000	—	—	10,000	—	late
Oct 19, 2018 MForm 4 →	Oct 23, 11:13 am EDT	AMERICAN EAGLE OUTFITTERS INCAEO	James H Keefer Jr.VP, Controller & CAO	950	—	—	1,867	—
Oct 22, 2018 MForm 4 →	Oct 23, 11:45 am EDT	EATON VANCE CORPEV	Thomas E Faust Jr.CEO, Director	47,405	—	—	196,540	—
Oct 9, 2018 MForm 4/A →	Oct 23, 12:06 pm EDT	PROS Holdings, Inc.PRO	Thomas DzierskEVP, Worldwide Sales	14,876	—	—	53,887	—
Oct 22, 2018 MForm 4 →	Oct 23, 12:32 pm EDT	MACROGENICS INCMGNX	Eric Blasius RisserSr VP & Chief Business Officer	3,000	—	—	13,497	—
Oct 19, 2018 XForm 4 →	Oct 23, 12:42 pm EDT	Simply Good Foods CoSMPL	James E HealeyDirector	1,666	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 23, 12:59 pm EDT	Oritani Financial CorpORIT	Harvey R HirschfeldDirector	4,000	—	—	12,800	—
Oct 20, 2018 AForm 4 →	Oct 23, 1:21 pm EDT	National American University Holdings, Inc.NAUH	John WoolseySystem Director of HR	1,250	—	—	1,250	—
Oct 20, 2018 AForm 4 →	Oct 23, 1:31 pm EDT	National American University Holdings, Inc.NAUH	David K HeflinChief Financial Officer	1,250	—	—	1,250	—
Oct 19, 2018 MForm 4 →	Oct 23, 1:34 pm EDT	BIOCRYST PHARMACEUTICALS INCBCRX	Thomas R Staab IISenior Vice President and CFO	3,150	—	—	49,305	—
Oct 20, 2018 AForm 4 →	Oct 23, 1:38 pm EDT	National American University Holdings, Inc.NAUH	Paul SedlacekCCO, GC, Secretary	1,250	—	—	1,250	—
Oct 20, 2018 AForm 4 →	Oct 23, 1:47 pm EDT	National American University Holdings, Inc.NAUH	Lynn PriddyChief Academic Officer	1,250	—	—	1,250	—
Oct 20, 2018 AForm 4 →	Oct 23, 1:51 pm EDT	National American University Holdings, Inc.NAUH	David Robert CastleSystem VP of Enrollment Mktg	625	—	—	625	—
Oct 22, 2018 MForm 4 →	Oct 23, 1:52 pm EDT	FAIR ISAAC CORPFICO	Stuart WellsExecutive Vice President	10,000	—	—	30,000	—
Oct 20, 2018 AForm 4 →	Oct 23, 1:55 pm EDT	National American University Holdings, Inc.NAUH	Ronald L ShapePresident and CEO, Director	4,375	—	—	4,375	—
Oct 19, 2018 AForm 4 →	Oct 23, 2:02 pm EDT	COLUMBIA SPORTSWEAR COCOLM	Sabrina SimmonsDirector	1,991	—	—	484	—
Oct 22, 2018 AForm 4 →	Oct 23, 3:09 pm EDT	HARSCO CORPHSC	Carolann I HaznedarDirector	2,444	—	—	2,444	—
Oct 22, 2018 MForm 4 →	Oct 23, 3:16 pm EDT	Ascena Retail Group, Inc.ASNA	Katie J BayneDirector	24,138	—	—	24,138	—	amended
Oct 19, 2018 MForm 4 →	Oct 23, 3:16 pm EDT	MCCORMICK & CO INCMKC	Alan D Wilson10% Owner	111,000	—	—	0	—
Oct 22, 2018 MForm 4 →	Oct 23, 3:20 pm EDT	Ascena Retail Group, Inc.ASNA	Catherine Elizabeth BuggelnDirector	24,138	—	—	24,138	—	amended
Oct 22, 2018 MForm 4 →	Oct 23, 3:22 pm EDT	Murphy USA Inc.MUSA	Malynda K WestEVP, CFO & Treasurer	33,414	—	—	21,833	—
Oct 22, 2018 MForm 4 →	Oct 23, 3:23 pm EDT	Murphy USA Inc.MUSA	Donald R Smith Jr.Vice President & Controller	4,749	—	—	2,400	—	amended
Oct 22, 2018 AForm 4 →	Oct 23, 3:38 pm EDT	Ascena Retail Group, Inc.ASNA	Steven KirshenbaumDirector	24,138	—	—	24,138	—
Oct 22, 2018 AForm 4 →	Oct 23, 3:41 pm EDT	Ascena Retail Group, Inc.ASNA	Krill Katherine LawtherDirector	24,138	—	—	24,138	—
Oct 22, 2018 AForm 4 →	Oct 23, 3:44 pm EDT	Ascena Retail Group, Inc.ASNA	Marc LasryDirector	24,138	—	—	24,138	—
Oct 22, 2018 AForm 4 →	Oct 23, 3:47 pm EDT	Ascena Retail Group, Inc.ASNA	Stacey RauchDirector	24,138	—	—	24,138	—
Oct 22, 2018 AForm 4 →	Oct 23, 3:50 pm EDT	Ascena Retail Group, Inc.ASNA	Carl RubinDirector	24,138	—	—	24,138	—
Oct 22, 2018 AForm 4 →	Oct 23, 3:54 pm EDT	Ascena Retail Group, Inc.ASNA	Carrie W. TeffnerDirector	24,138	—	—	24,138	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.