SEC Form 4 · accession 0001225208-18-014768
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Smulyan
Officer — Chairman,CEO · Director · 10% Owner · Other
Period of report
Oct 18, 2018
Accepted (ET)
Oct 22, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 18, 2018 | M | 24,999 | $2.66 | A | 159,836 | D | |
| Class A Common Stock | Oct 18, 2018 | M | 12,500 | $2.16 | A | 172,336 | D | |
| Class A Common Stock | Oct 18, 2018 | S | 7,546 | $4.25 | D | 164,790 | D | |
| Class A Common Stock | Oct 18, 2018 | S | 12,500 | $4.32 | D | 152,290 | D | |
| Class A Common Stock | Oct 18, 2018 | S | 24,999 | $4.344 | D | 127,291 | D | |
| Class A Common Stock | Oct 19, 2018 | S | 55,454 | $4.2524 | D | 71,837 | D | |
| Class A Common Stock | holding | — | — | — | 2,720 | I | By 401(k) Plan | |
| Class A Common Stock | holding | — | — | — | 2,780 | I | By Trusts for Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right To Buy | $2.16 | Oct 18, 2018 | M | 12,500 | D | Mar 1, 2017 | Mar 1, 2026 | Class A Common Stock | 12,500 | 25,000 | D |
| Employee Stock Option Right To Buy | $2.66 | Oct 18, 2018 | M | 24,999 | D | Mar 1, 2018 | Mar 1, 2027 | Class A Common Stock | 24,999 | 12,501 | D |