SEC Form 4 · accession 0001235110-18-000016
General Moly, Inc · GMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce D Hansen
Officer — Chief Executive Officer & CFO · Director
Period of report
Oct 18, 2018
Accepted (ET)
Oct 22, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 18, 2018 | P$0 | 2,000,000 | — | A | 5,208,630 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock purchase warrants (right to buy)F1 | $0.35 | Oct 18, 2018 | P | 2,000,000 | A | Oct 22, 2018 | Oct 23, 2023 | Common Stock | 2,000,000 | 2,000,000 | D |
Explanation of responses
- F1On October 18, 2018, the issuer issued units in a registered public offering at an offering price of $0.25 per unit. Each unit consists of (i) one share of common stock, par value $0.001 per share and (ii) one warrant to purchase one share of the issuer's common stock at an exercise price of $0.35 per share. The offering closed on October 22, 2018.