SEC Form 4 · accession 0001192482-18-000463
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N. Makuen
Officer — Executive Vice President
Period of report
Oct 18, 2018
Accepted (ET)
Oct 22, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 18, 2018 | M | 12,000 | $6.13 | A | 20,863 | D | |
| Common StockF1 | Oct 18, 2018 | S | 12,000 | $116.4347 | D | 8,863 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.13 | Oct 18, 2018 | M | 12,000 | D | — | Nov 22, 2021 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.76 to $117.22, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The vesting terms for this option grant have been satisfied and 100% of the option grant is vested and exercisable.