SEC Form 4 · accession 0001437749-18-018609
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Schutte
Director
Period of report
Oct 22, 2018
Accepted (ET)
Oct 23, 2018 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2018 | P | 128 | $32.98 | A | 271 | I | Trust Director Deferred Comp Plan |
| Common Stock | holding | — | — | — | 76,410 | D | ||
| Common Stock | holding | — | — | — | 2,250 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $38.85 | Aug 28, 2018 | A | 1,000 | A | Aug 28, 2019 | Aug 28, 2028 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Includes shares acquired through automatic dividend reinvestment.