SEC Form 4 · accession 0001144204-18-054833
Teligent, Inc. · TLGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Richardson
Officer — Chief Scientific Officer
Period of report
Oct 5, 2018
Accepted (ET)
Oct 22, 2018 · 9:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000352998
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 5, 2018 | M | 8,333 | $0.00 | A | 23,077 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 5, 2018 | M | 8,333 | D | — | — | Common Stock | 8,333 | 0 | D |
Explanation of responses
- F1Vesting of restricted stock units ("RSUs") granted to the Reporting Person on October 5, 2015.
- F2Each RSU represents the right to receive one share of the Issuer's common stock.
- F3The RSUs vest ratably on an annual basis for three years beginning on October 5, 2016. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.