SEC Form 4 · accession 0001127602-18-030756
Pivotal Software, Inc. · PVTL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Hieatt
Officer — SVP, Services
Period of report
Oct 19, 2018
Accepted (ET)
Oct 22, 2018 · 7:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001574135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 19, 2018 | M | 44,792 | $5.06 | A | 244,792 | D | |
| Class A Common Stock | Oct 19, 2018 | S | 44,792 | $20.00 | D | 200,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $5.06 | Oct 19, 2018 | M | 44,792 | D | — | Jun 28, 2023 | Class A Common Stock | 44,792 | 92,708 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2018
- F2The stock options were granted on June 28, 2013 and are fully vested.