SEC Form 4 · accession 0001209191-18-055918
National American University Holdings, Inc. · NAUH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Sedlacek
Officer — CCO, GC, Secretary
Period of report
Oct 20, 2018
Accepted (ET)
Oct 23, 2018 · 1:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001399855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2018 | A | 1,250 | $0.00 | A | 5,684 | D | |
| Common Stock | Oct 20, 2018 | F | 293 | $0.56 | D | 5,391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.56 | Oct 20, 2018 | A | 1,250 | A | — | Oct 20, 2028 | Common Stock | 1,250 | 1,250 | D |
Explanation of responses
- F1625 options vest immediately upon grant on October 20, 2018 and 625 options vest on June 1, 2019, provided that Mr. Paul Sedlacek continues to serve as an employee of the Issuer or parent or subsidiary thereof.