SEC Form 4 · accession 0001109357-18-000096
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A. Von Hoene Jr.
Officer — Sr. Executive Vice President
Period of report
Oct 21, 2018
Accepted (ET)
Oct 22, 2018 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2018 | M | 20,000 | $44.13 | A | 156,729 | D | |
| Common StockF1,F2 | Oct 21, 2018 | F | 8,926 | $44.13 | D | 147,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Grant (10/21/2013)F3 | — | Oct 21, 2018 | M | 20,000 | D | — | — | common stock | 20,000 | 0 | D |
Explanation of responses
- F1Shares withheld by the Issuer for reporting person's tax obligation.
- F2Balance includes the following shares acquired through automatic dividend reinvestment: 1,238 on March 9, 2018; 1,162 on June 8, 2018; and 1,060 acquired on September 10, 2018.
- F3Restricted stock grant made pursuant to the Exelon Long Term Incentive Plan. 100% of the shares vested on October 21, 2018.