SEC Form 4 · accession 0001498301-18-000096
Ascena Retail Group, Inc. · ASNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Katie J Bayne
Director
Period of report
Oct 22, 2018
Accepted (ET)
Oct 23, 2018 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001498301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 68,169 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Retricted Stock UnitsF1,F2,F3 | — | Oct 22, 2018 | M | 24,138 | A | — | — | Common | 24,138 | 24,138 | D |
Explanation of responses
- F1Granted under the Company's 2016 Omnibus Incentive Plan.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.