SEC Form 4 · accession 0001225208-18-014782
REGIONS FINANCIAL CORP · RF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine R Danella
Officer — EVP
Period of report
Oct 18, 2018
Accepted (ET)
Oct 22, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001281761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 351 | I | By Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Oct 18, 2018 | A | 8,802 | A | — | — | Common Stock | 8,802 | 8,802 | D |
Explanation of responses
- F1Represents reporting person's proportionate interest in shares held by a limited partnership in which reporting person is a general partner and also holds a limited partnership interest.
- F2Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.
- F3The restricted stock units will be settled in shares of common stock as of October 18, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.