SEC Form 4/A · accession 0001392972-18-000127
PROS Holdings, Inc. · PRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Dziersk
Officer — EVP, Worldwide Sales
Period of report
Oct 9, 2018
Accepted (ET)
Oct 23, 2018 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001392972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2018 | M | 14,876 | $32.35 | A | 14,876 | D | |
| Common StockF1,F2 | Oct 9, 2018 | F | 5,799 | $32.35 | D | 9,077 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | Oct 9, 2018 | M | 14,876 | D | — | — | Common Stock | 14,876 | 53,887 | D |
Explanation of responses
- F1This Form 4/A corrects the number of shares withheld for taxes.
- F2Represents the price on October 9, 2018, the date of vesting.
- F3Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
- F4These restricted stock units were granted on October 9, 2017 in the amount of 59,504 units, and vest annually in equal installments of 14,876 shares beginning on October 9, 2018 and ending on October 9, 2021.
- F5This is the first tranche of the grant which is the subject of Footnote 4.