SEC Form 4 · accession 0001501570-18-000242
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Murphy
Officer — Vice Chairman · Director
Period of report
Oct 18, 2018
Accepted (ET)
Oct 22, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 18, 2018 | M | 15,000 | $10.85 | A | 53,409 | D | |
| Common Stock | Oct 18, 2018 | M | 5,381 | $14.17 | A | 58,790 | D | |
| Common Stock | Oct 18, 2018 | M | 4,888 | $16.21 | A | 63,678 | D | |
| Common Stock | holding | — | — | — | 63,945 | I | By William C. Murphy Pension & Profit Sharing Plan & Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $10.85 | Oct 18, 2018 | M | 15,000 | D | — | Jan 21, 2024 | Common Stock | 15,000 | 0 | D |
| Employee Stock Option (right to buy)F2 | $14.17 | Oct 18, 2018 | M | 5,381 | D | — | Jan 1, 2025 | Common Stock | 5,381 | 0 | D |
| Employee Stock Option (right to buy)F4,F3 | $16.21 | Oct 18, 2018 | M | 4,888 | D | — | Jan 1, 2026 | Common Stock | 4,888 | 2,444 | D |
Explanation of responses
- F1The option became exercisable as to 9,000 shares on March 23, 2014 and the remaining 6,000 shares will vest in two equal installments on each of March 23, 2015 and March 23, 2016.
- F2The option vests in three equal annual installments beginning January 1, 2016.
- F3The option vests in three equal annual installments beginning January 1, 2017.
- F4The original Form 4 filed on January 1, 2016 incorrectly reported the total number of options awarded as 5,713 due to an administrative error. The total number of options awarded was 7,332 and the number of derivative securities beneficially owned by the reporting person after the reported transaction in Column 9 of Table II herein is accurately reflected.