Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 18, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

267 filings · trading day Oct 18, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 17, 2018 DForm 4 →	Oct 17, 4:11 pm EDT	XERIUM TECHNOLOGIES INCXRM	Mark StatonPresident and CEO, Director	612,008	$13.50	$8,262,108	0	—
Oct 16, 2018 PForm 4 →	Oct 17, 4:56 pm EDT	Oil-Dri Corp of AmericaODC	Daniel S JaffeeChairman, President and CEO, Director, 10% Owner	82,852	$29.45	$2,439,991	82,852	—
Oct 17, 2018 DForm 4 →	Oct 17, 4:15 pm EDT	XERIUM TECHNOLOGIES INCXRM	Clifford E PietrafittaEVP & CFO	93,004	$13.50	$1,255,554	0	—
Oct 17, 2018 DForm 4 →	Oct 17, 4:16 pm EDT	XERIUM TECHNOLOGIES INCXRM	David J PrettyPresident - North America	93,004	$13.50	$1,255,554	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:58 pm EDT	NEW JERSEY RESOURCES CORPNJR	Stephen D WesthovenPresident & COO	22,765	$44.90	$1,022,149	0	—
Oct 17, 2018 DForm 4 →	Oct 17, 4:12 pm EDT	XERIUM TECHNOLOGIES INCXRM	Michael BlyEVP of Global Human Resources	72,544	$13.50	$979,344	0	—
Oct 17, 2018 DForm 4 →	Oct 17, 4:13 pm EDT	XERIUM TECHNOLOGIES INCXRM	Robert Patrick BurkePresident - Asia	55,803	$13.50	$753,341	0	—
Oct 17, 2018 DForm 4 →	Oct 17, 4:14 pm EDT	XERIUM TECHNOLOGIES INCXRM	Eduardo FracassoPresident - Latin America	55,803	$13.50	$753,341	0	—
Oct 17, 2018 DForm 4 →	Oct 17, 4:13 pm EDT	XERIUM TECHNOLOGIES INCXRM	William ButterfieldEVP & CTO	54,345	$13.50	$733,658	0	—
Oct 17, 2018 DForm 4 →	Oct 17, 4:14 pm EDT	XERIUM TECHNOLOGIES INCXRM	Phillip B. KennedyEVP, GC & Secretary	52,159	$13.50	$704,147	0	—
Oct 17, 2018 DForm 4 →	Oct 17, 4:17 pm EDT	XERIUM TECHNOLOGIES INCXRM	Harald WeimerPresident - Europe	33,937	$13.50	$458,150	0	—
Oct 15, 2018 FGForm 4 →	Oct 17, 8:11 pm EDT	TWILIO INCTWLO	Jeff LawsonChief Executive Officer, Director, 10% Owner	17,862	$75.00	$441,600	6,131,954	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:52 pm EDT	NEW JERSEY RESOURCES CORPNJR	Glenn C LockwoodExecutive V.P.	6,660	$44.90	$299,034	0	—
Oct 17, 2018 MForm 4 →	Oct 18, 1:13 pm EDT	MMA CAPITAL MANAGEMENT, LLCMMAC	Gary A MentesanaExecutive Vice President	34,000	$1.77	$60,300	68,000	—
Oct 16, 2018 AForm 4 →	Oct 18, 11:47 am EDT	SUPERCONDUCTOR TECHNOLOGIES INCSCON	Jeffrey A QuiramPresident, CEO	30,000	$1.92	$57,600	33,298	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:43 pm EDT	REPUBLIC SERVICES, INC.RSG	Jon Vander ArkEVP-Chief Operating Officer	701	$70.58	$49,477	132,246	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:46 pm EDT	REPUBLIC SERVICES, INC.RSG	Donald W SlagerPresident and CEO, Director	651	$70.58	$45,948	123,324	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:13 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Andreas FibigCEO, Director	311	$131.63	$40,937	26,928	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:15 pm EDT	REPUBLIC SERVICES, INC.RSG	John M TraniDirector	559	$70.58	$39,454	105,651	—
Oct 15, 2018 AJForm 4 →	Oct 17, 5:00 pm EDT	Colony Capital, Inc.CLNY	John SteffensDirector	6,405	$5.46	$34,971	62,878	—
Oct 15, 2018 AJForm 4 →	Oct 17, 5:01 pm EDT	Colony Capital, Inc.CLNY	Jon A FosheimDirector	6,405	$5.46	$34,971	62,878	—
Oct 15, 2018 AJForm 4 →	Oct 17, 5:04 pm EDT	Colony Capital, Inc.CLNY	John A. SomersDirector	6,405	$5.46	$34,971	62,878	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:08 pm EDT	REPUBLIC SERVICES, INC.RSG	Jeffrey A HughesEVP Chief Administrative Offic	484	$70.58	$34,161	8,574	—
Oct 16, 2018 AForm 4 →	Oct 18, 11:58 am EDT	SUPERCONDUCTOR TECHNOLOGIES INCSCON	Robert L JohnsonVP Operations	17,000	$1.92	$32,640	18,825	—
Oct 16, 2018 AForm 4 →	Oct 18, 12:07 pm EDT	SUPERCONDUCTOR TECHNOLOGIES INCSCON	William James BuchananVP, CFO	17,000	$1.92	$32,640	18,618	—
Oct 16, 2018 AForm 4 →	Oct 18, 12:15 pm EDT	SUPERCONDUCTOR TECHNOLOGIES INCSCON	Adam Lee SheltonVP Product Management	17,000	$1.92	$32,640	18,827	—
Oct 16, 2018 AForm 4 →	Oct 18, 12:22 pm EDT	SUPERCONDUCTOR TECHNOLOGIES INCSCON	Kenneth E PfeifferVP Engineering	17,000	$1.92	$32,640	18,776	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:41 pm EDT	FIRST MIDWEST BANCORP INCFMBI	Thomas Lynn BrownDirector	1,105	$25.57	$28,252	8,115	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:24 pm EDT	REPUBLIC SERVICES, INC.RSG	Ramon A RodriguezDirector	376	$70.58	$26,538	13,014	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:14 pm EDT	REPUBLIC SERVICES, INC.RSG	Brian A BalesEVP, Chief Development Officer	354	$70.58	$24,985	25,557	—
Oct 15, 2018 AJForm 4 →	Oct 17, 5:00 pm EDT	Colony Capital, Inc.CLNY	Justin MetzDirector	3,256	$5.46	$17,778	51,141	—
Oct 15, 2018 AJForm 4 →	Oct 17, 5:02 pm EDT	Colony Capital, Inc.CLNY	Douglas Crocker IIDirector	3,256	$5.46	$17,778	51,141	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:05 pm EDT	REPUBLIC SERVICES, INC.RSG	Michael LarsonDirector	241	$70.58	$17,010	45,572	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:40 pm EDT	REPUBLIC SERVICES, INC.RSG	Charles F SerianniEVP Chief Financial Officer	221	$70.58	$15,598	8,574	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:45 pm EDT	FIRST MIDWEST BANCORP INCFMBI	Phupinder GillDirector	592	$25.57	$15,136	25,568	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:48 pm EDT	FIRST MIDWEST BANCORP INCFMBI	Stephen C Van ArsdellDirector	587	$25.57	$15,008	4,016	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:20 pm EDT	REPUBLIC SERVICES, INC.RSG	Catharine D EllingsenEVP/Chief Legal Officer/Sec	185	$70.58	$13,057	18,763	—
Oct 16, 2018 PForm 4 →	Oct 18, 9:23 am EDT	PEN INC.PENC	Ronald J BermanDirector	381,357	$0.03	$11,441	383,100	—	amended
Oct 15, 2018 AForm 4 →	Oct 17, 6:59 pm EDT	REPUBLIC SERVICES, INC.RSG	Manuel KadreDirector	113	$70.58	$7,976	21,260	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:17 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Richard O'LearyEVP & Chief Financial Officer	40	$131.63	$5,265	3,372	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:51 pm EDT	REPUBLIC SERVICES, INC.RSG	Tomago CollinsDirector	69	$70.58	$4,870	13,014	—
Oct 16, 2018 AForm 4 →	Oct 17, 6:44 pm EDT	SUPERCONDUCTOR TECHNOLOGIES INCSCON	Julia Suzanne JohnsonDirector	2,500	$1.92	$4,800	2,500	—
Oct 16, 2018 AForm 4 →	Oct 18, 10:56 am EDT	SUPERCONDUCTOR TECHNOLOGIES INCSCON	Lynn J DavisDirector	2,500	$1.92	$4,800	2,933	—
Oct 16, 2018 AForm 4 →	Oct 18, 12:38 pm EDT	SUPERCONDUCTOR TECHNOLOGIES INCSCON	David VellequetteDirector	2,500	$1.92	$4,800	2,500	—
Oct 16, 2018 AForm 4 →	Oct 18, 1:07 pm EDT	SUPERCONDUCTOR TECHNOLOGIES INCSCON	Martin A KaplanDirector	2,500	$1.92	$4,800	3,067	—
Oct 15, 2018 JForm 4 →	Oct 17, 5:00 pm EDT	Colony Capital, Inc.CLNY	Nancy Ann CurtinDirector	832	$5.46	$4,543	42,106	—
Oct 15, 2018 JForm 4 →	Oct 17, 5:01 pm EDT	Colony Capital, Inc.CLNY	Charles W SchoenherrDirector	832	$5.46	$4,543	42,106	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:54 pm EDT	REPUBLIC SERVICES, INC.RSG	Thomas W HandleyDirector	50	$70.58	$3,529	9,483	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:02 pm EDT	REPUBLIC SERVICES, INC.RSG	Jennifer M KirkDirector	50	$70.58	$3,529	9,483	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:13 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Anne ChwatEVP, GC, & Corp. Sec'y	26	$131.63	$3,422	7,926	—
Oct 16, 2018 PForm 4 →	Oct 18, 9:08 am EDT	PEN INC.PENC	Howard G Westerman Jr.Director	101,694	$0.03	$3,051	102,753	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:19 pm EDT	REPUBLIC SERVICES, INC.RSG	Sandra M VolpeDirector	41	$70.58	$2,894	7,826	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:28 pm EDT	REPUBLIC SERVICES, INC.RSG	Brian A GoebelCAO	40	$70.58	$2,823	7,680	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:07 pm EDT	REPUBLIC SERVICES, INC.RSG	Kim S PegulaDirector	27	$70.58	$1,906	5,052	—
Oct 17, 2018 AForm 4 →	Oct 18, 3:21 pm EDT	ESCO TECHNOLOGIES INCESE	Leon J OlivierDirector	26	$63.19	$1,661	20,784	—
Oct 16, 2018 AForm 4 →	Oct 18, 3:59 pm EDT	MCCORMICK & CO INCMKC	Lisa ManzoneSr. VP Global Human Relations	11	$137.04	$1,558	737	—
Oct 17, 2018 AForm 4 →	Oct 18, 3:03 pm EDT	ESCO TECHNOLOGIES INCESE	James M StolzeDirector	24	$63.19	$1,498	18,744	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:14 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Robert G. AndersonController	11	$131.63	$1,448	3,892	—
Oct 16, 2018 AForm 4 →	Oct 18, 3:58 pm EDT	MCCORMICK & CO INCMKC	Brendan M FoleyPresident Global Consumer	10	$137.04	$1,346	711	—
Oct 17, 2018 AForm 4 →	Oct 18, 3:09 pm EDT	ESCO TECHNOLOGIES INCESE	Robert J PhillippyDirector	20	$63.19	$1,265	15,834	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:34 pm EDT	Voya Financial, Inc.VOYA	Chetlur S RagavanSee Remarks	18	$47.17	$855	8,102	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:10 pm EDT	REPUBLIC SERVICES, INC.RSG	James P SneeDirector	8	$70.58	$565	1,543	—
Oct 16, 2018 AForm 4 →	Oct 18, 3:56 pm EDT	MCCORMICK & CO INCMKC	Christina M McMullenVice President & Controller	4	$137.04	$564	104	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:25 pm EDT	Voya Financial, Inc.VOYA	Carolyn M JohnsonSee Remarks	10	$47.17	$458	1,181	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:30 pm EDT	Voya Financial, Inc.VOYA	Nancy FerraraSee Remarks	8	$47.17	$400	7,022	—
Oct 17, 2018 AForm 4 →	Oct 18, 3:27 pm EDT	ESCO TECHNOLOGIES INCESE	Patrick M DewarDirector	6	$63.19	$393	4,913	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:20 pm EDT	Voya Financial, Inc.VOYA	Charles P NelsonSee Remarks	7	$47.17	$350	1,819	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:22 pm EDT	REPUBLIC SERVICES, INC.RSG	Katharine WeymouthDirector	4	$70.58	$282	804	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:39 pm EDT	Voya Financial, Inc.VOYA	Patricia J WalshSee Remarks	6	$47.17	$275	1,183	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:01 pm EDT	Odonate Therapeutics, Inc.ODT	John G LemkeyChief Financial Officer	61	—	—	61	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:01 pm EDT	Odonate Therapeutics, Inc.ODT	Joseph P O'ConnellChief Medical Officer	64	—	—	64	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:03 pm EDT	BANK OF AMERICA CORP /DE/BAC	Brian T MoynihanChairman and CEO, Director	17,272	—	—	69,088	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:05 pm EDT	Vericel CorpVCEL	Gerard J MichelCFO and VP, Corp. Development	15,000	—	—	50,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:19 pm EDT	Emergent BioSolutions Inc.EBS	Adam HaveyEVP, Business Operations	22,335	—	—	8,493	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:25 pm EDT	CoreSite Realty CorpCOR	Jean A BuaDirector	13	—	—	1,233	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:28 pm EDT	Intra-Cellular Therapies, Inc.ITCI	Mark NeumannEVP, Chief Commercial Officer	95,644	—	—	40,344	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:29 pm EDT	CoreSite Realty CorpCOR	Kelly C ChamblissDirector	37	—	—	3,679	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:29 pm EDT	REGENXBIO Inc.RGNX	Stephen YooChief Medical Officer	20,414	—	—	122,486	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:31 pm EDT	FITBIT INCFIT	Andy MissanEVP, General Counsel, Sect.	9,171	—	—	13,730	—
Oct 17, 2018 AForm 4 →	Oct 17, 4:33 pm EDT	NEVADA GOLD & CASINOS INCUWN	Michael P ShaunnessyPresident/CEO	6,000	—	—	12,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:33 pm EDT	FITBIT INCFIT	Ronald W KislingChief Financial Officer	1,727	—	—	12,500	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:33 pm EDT	CoreSite Realty CorpCOR	Michael R KoehlerDirector	190	—	—	18,726	—
Oct 16, 2018 AForm 4 →	Oct 17, 4:34 pm EDT	Funko, Inc.FNKO	Charles D DensonDirector	12,500	—	—	12,500	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:36 pm EDT	CoreSite Realty CorpCOR	Paul E. SzurekPresident & CEO, Director	165	—	—	16,221	—
Oct 17, 2018 AForm 4 →	Oct 17, 4:36 pm EDT	NEVADA GOLD & CASINOS INCUWN	James MeierCFO	5,000	—	—	10,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:38 pm EDT	Iridium Communications Inc.IRDM	S. Scott SmithChief Operating Officer, Director	3,500	—	—	69,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:38 pm EDT	CoreSite Realty CorpCOR	John David ThompsonDirector	124	—	—	12,216	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:39 pm EDT	SHUTTERFLY INCSFLY	Ishantha LokugeSVP and Chief Product Officer	7,500	—	—	0	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:41 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Kevin MonacoSVP, Treasurer & Tax	618	—	—	618	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:41 pm EDT	CoreSite Realty CorpCOR	David A WilsonDirector	190	—	—	18,726	—
Oct 17, 2018 AForm 4 →	Oct 17, 4:46 pm EDT	NEVADA GOLD & CASINOS INCUWN	Ernest E EastCCO	4,000	—	—	8,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:47 pm EDT	BioRestorative Therapies, Inc.BRTX	Lance AlstodtEVP and Chief Strategy Officer	500,000	—	—	500,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:50 pm EDT	Travelport Worldwide LTDTVPT	Gordon A. WilsonPresident & CEO, Director	17,187	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:50 pm EDT	Travelport Worldwide LTDTVPT	Matthew MinetolaSee Remarks	3,602	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:50 pm EDT	Travelport Worldwide LTDTVPT	Antonios BasoukeasSee Remarks	1,757	—	—	0	—
Oct 17, 2018 AForm 4 →	Oct 17, 4:51 pm EDT	NEVADA GOLD & CASINOS INCUWN	Victor Hugo MenaVice President	4,000	—	—	8,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:51 pm EDT	Travelport Worldwide LTDTVPT	Margaret K. CassidySee Remarks	1,367	—	—	0	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:55 pm EDT	Domtar CORPUFS	Giannella AlvarezDirector	171	—	—	16,198	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:56 pm EDT	Domtar CORPUFS	Robert E AppleDirector	183	—	—	19,149	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:56 pm EDT	Domtar CORPUFS	Daniel BuronSenior VP and CFO	228	—	—	7,272	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:57 pm EDT	Domtar CORPUFS	Michael FaganPresident, Personal Care	180	—	—	5,973	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:57 pm EDT	Domtar CORPUFS	Michael Dennis GarciaPresident, Pulp and Paper	234	—	—	7,243	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:58 pm EDT	Yext, Inc.YEXT	Phillip M FernandezDirector	2,000	—	—	186,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:58 pm EDT	Domtar CORPUFS	David J IllingworthDirector	132	—	—	13,841	—
Oct 15, 2018 AForm 4 →	Oct 17, 4:58 pm EDT	Domtar CORPUFS	Zygmunt JablonskiSVP and Chief Legal Officer	218	—	—	1,023	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:00 pm EDT	Domtar CORPUFS	Brian M LevittDirector	419	—	—	41,598	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:00 pm EDT	Domtar CORPUFS	Patrick LoulouSVP, Corporate Development	131	—	—	4,088	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:00 pm EDT	Domtar CORPUFS	David G MaffucciDirector	196	—	—	20,535	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:01 pm EDT	Domtar CORPUFS	Pamela B StrobelDirector	316	—	—	30,805	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:01 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Michael J BurwellChief Financial Officer	4	—	—	1,165	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:02 pm EDT	Domtar CORPUFS	Denis TurcotteDirector	375	—	—	37,020	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:02 pm EDT	Domtar CORPUFS	John David WilliamsPresident and CEO, Director	1,684	—	—	5,461	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:03 pm EDT	Domtar CORPUFS	Mary A WinstonDirector	75	—	—	7,862	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:03 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Anne PullumHead of Strategy and CAO	0	—	—	90	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:04 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Joseph GunnHead of North America	2	—	—	394	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:05 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Matthew FurmanGeneral Counsel	1	—	—	333	—
Oct 16, 2018 MForm 4 →	Oct 17, 5:05 pm EDT	INTELLIGENT SYSTEMS CORPINS	Karen J ReynoldsChief Financial Officer	20,000	—	—	10,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 5:05 pm EDT	SiteOne Landscape Supply, Inc.SITE	Pascal ConversEVP, Strategy and Development	9,750	—	—	71,875	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:06 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Gene H WickesHead of Benefits Deliv & Admin	99	—	—	1,264	—
Oct 16, 2018 MForm 4 →	Oct 17, 5:07 pm EDT	SiteOne Landscape Supply, Inc.SITE	John T GuthrieEVP, CFO and Assistant Sec.	10,000	—	—	78,213	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:08 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Carl Aaron HessHead of IRR	17	—	—	772	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:09 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Todd J. JonesHead- Corporate Risk & Broking	6	—	—	591	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:10 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Anne Donovan BodnarChief Human Resources Officer	13	—	—	708	—
Oct 15, 2018 CForm 4 →	Oct 17, 5:10 pm EDT	Allogene Therapeutics, Inc.ALLO	TPG Group Holdings (SBS) Advisors, Inc. +210% Owner	4,278,107	—	—	0	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:11 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Susan Dorrance DaviesPAO and Controller	2	—	—	78	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:12 pm EDT	WILLIS TOWERS WATSON PLCWLTW	John J HaleyChief Executive Officer, Director	463	—	—	4,545	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:17 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Julie Jarecke GebauerHead of Human Capital&Benefits	84	—	—	846	—
Oct 15, 2018 CForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	PFIZER INC10% Owner	4,185,997	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 5:18 pm EDT	Broadcom Inc.AVGO	Hock E TanPresident and CEO, Director	20,000	—	—	1,337,916	—
Oct 15, 2018 MForm 4 →	Oct 17, 5:24 pm EDT	GrubHub Inc.GRUB	Adam DeWittPresident, CFO and Treasurer	1,250	—	—	14,000	—
Oct 15, 2018 PForm 4 →	Oct 17, 5:27 pm EDT	ROCKWELL MEDICAL, INC.RMTI	David S. Richmond +710% Owner	5,541,562	—	—	5,541,562	—
Oct 15, 2018 MForm 4 →	Oct 17, 5:28 pm EDT	GrubHub Inc.GRUB	Linda Johnson RiceDirector	596	—	—	1,659	—
Oct 12, 2018 AForm 4 →	Oct 17, 5:28 pm EDT	Marathon Patent Group, Inc.MARA	Michael Carroll BergDirector	50,000	—	—	50,000	—	late
Oct 15, 2018 CForm 4 →	Oct 17, 5:29 pm EDT	Allogene Therapeutics, Inc.ALLO	Arie BelldegrunDirector, 10% Owner	1,453,131	—	—	0	—	amended
Oct 15, 2018 AForm 4 →	Oct 17, 5:29 pm EDT	CorePoint Lodging Inc.CPLG	Mitesh B. ShahDirector	68	—	—	3,553	—
Oct 15, 2018 CForm 4 →	Oct 17, 5:30 pm EDT	Allogene Therapeutics, Inc.ALLO	David D ChangPresident and CEO, Director	5,704	—	—	0	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:30 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	Murray StewartChief Medical Officer	100,000	—	—	100,000	—
Oct 15, 2018 CForm 4 →	Oct 17, 5:31 pm EDT	Allogene Therapeutics, Inc.ALLO	Joshua A KazamDirector	3,565	—	—	0	—
Oct 16, 2018 MForm 4 →	Oct 17, 5:31 pm EDT	Public StoragePSA	Uri P HarkhamDirector	1,000	—	—	2,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:31 pm EDT	CorePoint Lodging Inc.CPLG	James R AbrahamsonDirector	53	—	—	2,368	—
Oct 15, 2018 CForm 4 →	Oct 17, 5:32 pm EDT	Allogene Therapeutics, Inc.ALLO	Franz B HumerDirector	14,261	—	—	0	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:32 pm EDT	CorePoint Lodging Inc.CPLG	Glenn AlbaDirector	21	—	—	1,760	—
Oct 15, 2018 CForm 4 →	Oct 17, 5:32 pm EDT	Allogene Therapeutics, Inc.ALLO	Owen N. WitteDirector	7,130	—	—	0	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:33 pm EDT	CorePoint Lodging Inc.CPLG	Alan J BowersDirector	46	—	—	2,368	—
Oct 15, 2018 MForm 4 →	Oct 17, 5:34 pm EDT	EVERBRIDGE, INC.EVBG	Kenneth S GoldmanSVP, CFO and Treasurer	815	—	—	8,968	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:40 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Stephen H FabermanChief Legal Officer	3,860	—	—	3,860	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:41 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Dmitri TcherevikChief Technology Officer	6,175	—	—	6,175	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:41 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Gary QuinnSenior Vice President	6,175	—	—	6,175	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:42 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	John AinsworthSenior Vice President	6,175	—	—	6,175	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:43 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Loren JarrettChief Marketing Officer	6,175	—	—	6,175	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:43 pm EDT	Eastside Distilling, Inc.EAST	Mick FlemingDirector	5,000	—	—	—	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:48 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Ashis Nayan BhattacharyaVP-Strategic Dev. & Planning	8,580	—	—	8,580	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:51 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Steven Scott DegnanVP/General Manager - Towables	8,983	—	—	8,983	—
Oct 15, 2018 MForm 4 →	Oct 17, 5:52 pm EDT	GENOMIC HEALTH INCGHDX	Kimberly J PopovitsPresident and CEO, Director	50,000	—	—	40,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:54 pm EDT	Eastside Distilling, Inc.EAST	Matthew K SzotDirector	5,000	—	—	—	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:54 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Michael J HappeCEO & President, Director	42,831	—	—	42,831	—
Oct 15, 2018 AForm 4 →	Oct 17, 5:58 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Brian Daniel HazeltonVP & GM Motor Homes	11,838	—	—	11,838	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:00 pm EDT	Apptio IncAPTI	Peter S KleinDirector	8,000	—	—	64,127	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:01 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Bryan L HughesVP-Chief Financial Officer	11,438	—	—	11,438	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:04 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Jeff David KubackiVP-Chief Information Officer	6,616	—	—	6,616	—
Oct 15, 2018 CMForm 4 →	Oct 17, 6:05 pm EDT	Facebook IncFB	David B. FischerVP Bus. & Marketing P'ships	44,964	—	—	0	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:07 pm EDT	Urovant Sciences Ltd.UROV	Christine OcampoPFAO;CAO/Urovant Sciences,Inc.	3,750	—	—	3,750	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:07 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Christopher David WestVP - Operations	8,161	—	—	8,161	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:08 pm EDT	Urovant Sciences Ltd.UROV	Michael E. McFaddenCCO of Urovant Sciences, Inc.	4,750	—	—	4,750	—
Oct 2, 2018 AForm 4 →	Oct 17, 6:09 pm EDT	TANDY LEATHER FACTORY INCTLF	Janet A CarrCEO, Director	644,000	—	—	644,000	—	late
Oct 15, 2018 AForm 4 →	Oct 17, 6:09 pm EDT	Urovant Sciences Ltd.UROV	Cornelia Haag-MolkentellerCMO of Urovant Sciences, Inc.	1,000	—	—	1,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:10 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Bret A WoodsonVP-Administration	6,365	—	—	6,365	—
Oct 8, 2018 AForm 4 →	Oct 17, 6:10 pm EDT	CHEMBIO DIAGNOSTICS, INC.CEMI	Robert PassasSee Remarks	20,725	—	—	20,725	—	late
Oct 15, 2018 AForm 4 →	Oct 17, 6:10 pm EDT	Urovant Sciences Ltd.UROV	Bryan E. SmithGC of Urovant Sciences,Inc.	3,500	—	—	3,500	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:11 pm EDT	Urovant Sciences Ltd.UROV	Nori EbersoleSVP&CHRO-Urovant Sciences,Inc.	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:12 pm EDT	Urovant Sciences Ltd.UROV	Keith KatkinPEO;CEO-Urovant Sciences,Inc., Director	99,967	—	—	99,967	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:13 pm EDT	WINNEBAGO INDUSTRIES INCWGO	Stacy L BogartVP-General Counsel & Secretary	9,823	—	—	9,823	—
Oct 15, 2018 CForm 4 →	Oct 17, 6:14 pm EDT	Stitch Fix, Inc.SFIX	Mike C. SmithChief Operating Officer	25,000	—	—	1,093,364	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:16 pm EDT	Zendesk, Inc.ZEN	John T. KeiserChief Operating Officer	3,810	—	—	251	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:18 pm EDT	PayPal Holdings, Inc.PYPL	Daniel H SchulmanPresident and CEO, Director	33,701	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:19 pm EDT	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	6,092	—	—	49,500	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:22 pm EDT	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	3,869	—	—	226	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:25 pm EDT	Zendesk, Inc.ZEN	Adrian McDermottPresident of Products	3,596	—	—	226	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:28 pm EDT	AMICUS THERAPEUTICS INCFOLD	William D Baird IIIChief Financial Officer	10,000	—	—	24,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:29 pm EDT	EBAY INCEBAY	Scott F. SchenkelSVP, Chief Financial Officer	5,906	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:30 pm EDT	Zendesk, Inc.ZEN	Jeffrey J TittertonChief Marketing Officer	1,600	—	—	176	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:30 pm EDT	APPLE INCAAPL	Chris KondoPrincipal Accounting Officer	6,800	—	—	9,555	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:31 pm EDT	EBAY INCEBAY	Devin WenigPresident and CEO	13,898	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:34 pm EDT	EBAY INCEBAY	Joo Man ParkSVP, APAC	8,106	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:36 pm EDT	SMART Global Holdings, Inc.SGH	Alan MartenSenior Vice President	8,800	—	—	66,522	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:36 pm EDT	EBAY INCEBAY	Wendy Elizabeth JonesSVP, Global Customer Exp. & Op	5,781	—	—	80,846	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:39 pm EDT	Zendesk, Inc.ZEN	Mikkel SvaneChairman and CEO, Director	2,656	—	—	251	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:41 pm EDT	Franklin Financial Network Inc.FSB	Melody J. SullivanDirector	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:41 pm EDT	Franklin Financial Network Inc.FSB	Pamela J. StephensDirector	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:43 pm EDT	Franklin Financial Network Inc.FSB	Jimmy E. AllenDirector	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:43 pm EDT	Franklin Financial Network Inc.FSB	Greg WaldronDirector	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:43 pm EDT	Franklin Financial Network Inc.FSB	David H. KempDirector	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:44 pm EDT	Franklin Financial Network Inc.FSB	Henry W. Brockman Jr.Director	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:45 pm EDT	Franklin Financial Network Inc.FSB	Paul M. Pratt Jr.Director	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:45 pm EDT	Eastside Distilling, Inc.EAST	Jack N PetersonDirector	35,000	—	—	30,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:48 pm EDT	Franklin Financial Network Inc.FSB	Benjamin WyndDirector	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:48 pm EDT	Franklin Financial Network Inc.FSB	Anil PatelDirector	3,000	—	—	3,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 6:50 pm EDT	Franklin Financial Network Inc.FSB	James W Cross IVDirector	3,000	—	—	3,000	—
Oct 15, 2018 CForm 4 →	Oct 17, 6:53 pm EDT	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	87,472	—	—	4,790,919	—
Oct 15, 2018 MForm 4 →	Oct 17, 6:54 pm EDT	Intersect ENT, Inc.XENT	Lisa D EarnhardtPresident and CEO, Director	5,000	—	—	167,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:01 pm EDT	MGM Growth Properties LLCMGP	Michael RietbrockDirector	185	—	—	4,215	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:03 pm EDT	MGM Growth Properties LLCMGP	Thomas A RobertsDirector	392	—	—	4,215	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:04 pm EDT	MGM Growth Properties LLCMGP	Robert W SmithDirector	207	—	—	4,215	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:07 pm EDT	Eastside Distilling, Inc.EAST	Trent D DavisDirector	5,000	—	—	—	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:11 pm EDT	MGM Growth Properties LLCMGP	Daniel J TaylorDirector	336	—	—	4,215	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:12 pm EDT	WESTERN DIGITAL CORPWDC	Martin I ColeDirector	25	—	—	74	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:13 pm EDT	WESTERN DIGITAL CORPWDC	Michael D CordanoPresident and COO	2,205	—	—	10,806	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:13 pm EDT	WESTERN DIGITAL CORPWDC	Kathleen A CoteDirector	25	—	—	74	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:14 pm EDT	WESTERN DIGITAL CORPWDC	Henry T DeneroDirector	25	—	—	74	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:14 pm EDT	WESTERN DIGITAL CORPWDC	Tunc DolucaDirector	5	—	—	5	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:15 pm EDT	WESTERN DIGITAL CORPWDC	Martin FinkEVP & CTO	815	—	—	2,314	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:15 pm EDT	WESTERN DIGITAL CORPWDC	Michael D LambertDirector	25	—	—	74	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:16 pm EDT	MGM Growth Properties LLCMGP	Andy H ChienCFO and Treasurer	298	—	—	7,397	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:16 pm EDT	NEW JERSEY RESOURCES CORPNJR	Laurence M DownesChairman & CEO, Director	180	—	—	4,029	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:17 pm EDT	WESTERN DIGITAL CORPWDC	Len J LauerDirector	28	—	—	83	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:17 pm EDT	WESTERN DIGITAL CORPWDC	Mark P LongPres WD Capital, CSO & CFO	2,232	—	—	11,517	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:18 pm EDT	WESTERN DIGITAL CORPWDC	Matthew E MassengillDirector	31	—	—	89	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:18 pm EDT	WESTERN DIGITAL CORPWDC	Stephen D MilliganChief Executive Officer, Director	2,912	—	—	5,884	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:18 pm EDT	WESTERN DIGITAL CORPWDC	Paula A PriceDirector	97	—	—	606	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:19 pm EDT	Eastside Distilling, Inc.EAST	Shelly SaundersDirector	5,000	—	—	—	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:19 pm EDT	WESTERN DIGITAL CORPWDC	Srinivasan SivaramEVP, Silicon Technology & Mfg.	1,276	—	—	4,511	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:19 pm EDT	WESTERN DIGITAL CORPWDC	Lori S SundbergEVP & Chief Human Res Officer	445	—	—	692	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:20 pm EDT	MGM Growth Properties LLCMGP	James C. StewartChief Executive Officer	841	—	—	14,793	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:24 pm EDT	Wayfair Inc.W	Edmond MacriChief Product/Marketing	3,000	—	—	51,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:25 pm EDT	ENSIGN GROUP, INCENSG	Beverly B. WittekindVP and General Counsel	5,000	—	—	5,998	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:26 pm EDT	Natera, Inc.NTRA	Jonathan SheenaChief Technology Officer, Director	50,000	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:28 pm EDT	Wayfair Inc.W	James SavareseChief Operating Officer	4,000	—	—	68,000	—
Oct 15, 2018 CMForm 4 →	Oct 17, 7:28 pm EDT	Wayfair Inc.W	Steven ConineCo-Founder, Director, 10% Owner	7,503	—	—	12,376,646	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:29 pm EDT	WESTERN DIGITAL CORPWDC	Michael Charles RayEVP, Chief Legal Officer & Sec	1,045	—	—	5,518	—
Oct 15, 2018 CMForm 4 →	Oct 17, 7:29 pm EDT	Wayfair Inc.W	Niraj ShahChief Executive Officer, Director, 10% Owner	7,503	—	—	12,376,344	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:29 pm EDT	Wayfair Inc.W	John Champlin MullikenChief Technology Officer	3,000	—	—	51,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:30 pm EDT	Wayfair Inc.W	Steve OblakChief Merchandising Officer	3,000	—	—	51,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:31 pm EDT	Wayfair Inc.W	Michael D FleisherChief Financial Officer	13,750	—	—	233,750	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:31 pm EDT	Eastside Distilling, Inc.EAST	Steve ShumChief Financial Officer	40,000	—	—	40,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:34 pm EDT	GROWLIFE, INC.PHOT	Mark E ScottCFO	20,000,000	—	—	36,000,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:39 pm EDT	GROWLIFE, INC.PHOT	Marco HegyiCEO, Director	48,000,000	—	—	75,500,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:48 pm EDT	GROWLIFE, INC.PHOT	Joseph BarnesPres. GrowLife Hydroponics Inc	18,000,000	—	—	36,000,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 7:50 pm EDT	Eastside Distilling, Inc.EAST	Grover T. WickershamChairman, CEO and President, Director	40,000	—	—	40,000	—
Jun 15, 2017 CForm 4/A →	Oct 17, 2018, 8:07 pm EDT	TWILIO INCTWLO	Lee KirkpatrickChief Financial Officer	14,291	—	—	106,821	—
Oct 16, 2018 MForm 4 →	Oct 17, 8:08 pm EDT	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	38,856	—
Oct 15, 2018 CMForm 4 →	Oct 17, 8:09 pm EDT	TWILIO INCTWLO	Lee KirkpatrickChief Financial Officer	42,000	—	—	21,875	—
Oct 15, 2018 CForm 4 →	Oct 17, 8:13 pm EDT	TWILIO INCTWLO	Karyn SmithGeneral Counsel and Secretary	1,880	—	—	9,396	—
Oct 15, 2018 MForm 4 →	Oct 17, 8:33 pm EDT	Inogen IncINGN	Raymond HuggenbergerDirector	10,500	—	—	70,300	—
Oct 15, 2018 AForm 4 →	Oct 17, 8:43 pm EDT	DURECT CORPDRRX	Michael ArenbergChief Financial Officer	50,000	—	—	32,682	—
Oct 15, 2018 MForm 4 →	Oct 17, 8:50 pm EDT	PLUG POWER INCPLUG	Gerard L Conway Jr.GC, Corp Secretary & Senior VP	100,000	—	—	33,333	—
Oct 15, 2018 MForm 4 →	Oct 17, 9:01 pm EDT	GENCO SHIPPING & TRADING LTDGNK	John C WobensmithCEO, President and Secretary	97,466	—	—	97,466	—
Oct 17, 2018 AForm 4 →	Oct 17, 9:29 pm EDT	PhaseBio Pharmaceuticals IncPHAS	Jonathan P MowChief Executive Officer, Director	220,000	—	—	220,000	—
Oct 17, 2018 MForm 4 →	Oct 18, 7:35 am EDT	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	Adam Scott MalamedExecutive VP and COO, Director	150,000	—	—	0	—
Oct 17, 2018 MForm 4 →	Oct 18, 7:36 am EDT	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	Mark ZeitchickExecutive Vice President, Director	600,000	—	—	0	—
Oct 17, 2018 MForm 4 →	Oct 18, 7:38 am EDT	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	Richard LampenCEO, President & Chairman, Director	600,000	—	—	0	—
Oct 16, 2018 MForm 4 →	Oct 18, 11:59 am EDT	Catalent, Inc.CTLT	Lance MiyamotoSVP, Human Resources	18,000	—	—	63,380	—
Oct 18, 2018 AMForm 4 →	Oct 18, 12:27 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Scott M HeckChief Operating Officer	242,822	—	—	0	—
Oct 18, 2018 AMForm 4 →	Oct 18, 12:27 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Douglas E BrooksPresident and CEO, Director	628,549	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 18, 12:28 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Tiffany J ThomChief Financial Officer	194,300	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 18, 12:28 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Stanford SpringelDirector	28,911	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 18, 12:29 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Gary C HannaDirector	152,759	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 18, 12:29 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Michael S BahorichDirector	42,048	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 18, 12:30 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Gabriel L EllisorDirector	70,660	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 18, 12:30 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Charles W WamplerDirector	42,048	—	—	0	—
Oct 18, 2018 MForm 4 →	Oct 18, 12:31 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Marguerite Woung-ChapmanSenior VP and General Counsel	93,264	—	—	0	—
Oct 16, 2018 PForm 4 →	Oct 18, 1:02 pm EDT	DD3 Acquisition Corp.DDMX	Jorge CombeChief Operating Officer, Director, 10% Owner	225,000	—	—	225,000	—
Oct 16, 2018 PForm 4 →	Oct 18, 1:07 pm EDT	DD3 Acquisition Corp.DDMX	DD3 Mex Acquisition Corp10% Owner	225,000	—	—	225,000	—
Oct 16, 2018 PForm 4 →	Oct 18, 1:11 pm EDT	DD3 Acquisition Corp.DDMX	Martin WernerChairman and CEO, Director, 10% Owner	225,000	—	—	225,000	—
Oct 17, 2018 MForm 4 →	Oct 18, 2:16 pm EDT	FAIR ISAAC CORPFICO	James M WehmannExecutive Vice President	10,497	—	—	13,499	—
Oct 16, 2018 MForm 4 →	Oct 18, 3:06 pm EDT	UNITED STATES CELLULAR CORPUSM	Jay EllisonEVP-Operations	64,275	—	—	0	—
Oct 16, 2018 MForm 4 →	Oct 18, 3:07 pm EDT	UNITED STATES CELLULAR CORPUSM	Deirdre DrakeEVP-Chief HR Officer	46,016	—	—	0	—
Oct 17, 2018 AForm 4 →	Oct 18, 3:46 pm EDT	TIVITY HEALTH, INC.TVTY	Ryan WagersChief Accounting Officer	1,266	—	—	1,266	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.