SEC Form 4 · accession 0000899243-18-026880
DigitalBridge Group, Inc. · DBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Steffens
Director
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001679688
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF1,F2 | — | Oct 15, 2018 | A | 5,266 | A | — | — | Class A Common Stock | 5,266 | 61,739 | D |
| Deferred StockF3,F2 | — | Oct 15, 2018 | J | 1,139 | A | — | — | Class A Common Stock | 1,139 | 62,878 | D |
Explanation of responses
- F1Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the Issuer's non-executive director compensation policy.
- F2Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the Issuer.
- F3Represents Deferred Stock granted pursuant to dividend equivalent rights on previously awarded Deferred Stock, 517 of which is scheduled to vest on May 10, 2019.