Form4insider filings, from the source

Insider · CIK 0001093960

Mark Zeitchick

Files at: ROX, LTS. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $232k · 11sales $0 · 0net $232k
$10k$10k$100k$100k$1M$1MbuyssalesMar 2015Oct 2015May 2016Dec 2016Jul 2017Mar 2018Oct 2018

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Feb 27, 2019 AForm 4 →Mar 1, 5:06 pm ESTCastle Brands IncROX15,000——30,000— plan?
Jan 20, 2019 FForm 4 →Jan 23, 7:55 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS19,358$3.10$60,0101,001,203— plan?
Jan 12, 2019 FForm 4 →Jan 15, 6:06 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS85,689$3.09$264,6041,020,561— plan?
Jan 10, 2019 AForm 4 →Jan 14, 7:45 am ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS400,000——1,106,250— plan?
Oct 17, 2018 FMForm 4 →Oct 18, 7:36 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS1,031,388$2.14$2,207,653874,862— plan?
Oct 8, 2018 PForm 4 →Oct 9, 7:47 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS15,000$2.61$39,1072,874,731+0.52% plan?
Aug 17, 2018 PForm 4 →Aug 20, 8:30 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS5,000$3.20$16,0002,859,731+0.18% plan?
Jun 27, 2018 PForm 4 →Jun 28, 7:57 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS5,000$3.47$17,3482,854,731+0.18% plan?
Apr 13, 2018 PForm 4 →Apr 16, 7:50 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS5,000$3.30$16,4832,849,731+0.18% plan?
Apr 2, 2018 PForm 4 →Apr 3, 7:59 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS5,000$3.12$15,600820,698+0.61% plan?
Mar 1, 2018 AForm 4 →Mar 5, 5:07 pm ESTCastle Brands IncROX15,000——15,000— plan?
Jan 20, 2018 FForm 4 →Jan 23, 9:36 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS19,392$3.13$60,697815,698— plan?
Jan 12, 2018 AFForm 4 →Jan 17, 5:27 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS377,410$3.21$168,236835,090— plan?
Dec 28, 2017 GForm 4 →Dec 29, 4:52 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS24,847——598,125— plan?
Jul 20, 2017 FMForm 4 →Jul 21, 5:04 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS1,172,412$2.39$2,805,3063,317,630— plan?
May 23, 2017 PForm 4 →May 24, 7:56 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS5,000$2.25$11,2473,290,042+0.15% plan?
Mar 17, 2017 PForm 4 →Mar 20, 7:17 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS10,000$2.36$23,6003,285,042+0.31% plan?
Jan 20, 2017 FForm 4 →Jan 24, 5:58 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS20,814$2.24$46,6233,275,042— plan?
Jan 13, 2017 AFForm 4 →Jan 18, 5:22 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS301,060$2.39$62,2833,295,856— plan?
Dec 27, 2016 PForm 4 →Dec 28, 7:55 pm ESTCastle Brands IncROX30,000$0.72$21,60080,000+60.0% plan?
Dec 22, 2016 GForm 4 →Dec 23, 8:15 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS25,000——3,046,916— plan?
Jun 29, 2016 FMForm 4 →Jul 1, 7:51 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS986,058$1.44$1,415,9333,071,916— plan?
Jan 20, 2016 FForm 4 →Jan 22, 5:27 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS19,827$2.07$41,0422,857,974— plan?
Jan 14, 2016 AForm 4 →Jan 19, 5:19 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS250,000——2,877,801— plan?
Jan 14, 2016 PForm 4 →Jan 15, 7:26 am ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS5,000$2.24$11,1932,627,801+0.19% plan?
Aug 14, 2015 MForm 4 →Aug 18, 7:59 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS150,000$0.58$87,0002,622,801— plan?
Aug 11, 2015 PForm 4 →Aug 12, 8:01 am EDTCastle Brands IncROX10,000$1.20$12,00050,000+25.0% plan?
Mar 13, 2015 PForm 4 →Mar 17, 7:58 am EDTCastle Brands IncROX40,000$1.20$48,10040,000— plan?
Jan 20, 2015 AForm 4 →Jan 22, 5:22 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——2,472,801— plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Oct 17, 2018 MForm 4 →Oct 18, 7:36 am EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS600,000——0—
Jul 20, 2017 MForm 4 →Jul 21, 5:04 pm EDTLADENBURG THALMANN FINANCIAL SERVICES INC.LTS600,000——0—
Feb 28, 2017 AForm 4 →Mar 1, 5:05 pm ESTCastle Brands IncROX20,000——20,000—
Jun 29, 2016 MForm 4 →Jul 1, 7:51 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS600,000——0—
Mar 17, 2016 AForm 4 →Mar 21, 4:39 pm EDTCastle Brands IncROX20,000——20,000—
Jan 14, 2016 AForm 4 →Jan 19, 5:19 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—
Aug 14, 2015 MForm 4 →Aug 18, 7:59 am EDTLADENBURG THALMANN FINANCIAL SERVICES INCLTS150,000——0—
Mar 26, 2015 AForm 4 →Mar 27, 4:18 pm EDTCastle Brands IncROX20,000——20,000—
Jan 20, 2015 AForm 4 →Jan 22, 5:22 pm ESTLADENBURG THALMANN FINANCIAL SERVICES INCLTS200,000——200,000—