Form4insider filings, from the source

SEC Form 4 · accession 0000921895-18-002794

ROCKWELL MEDICAL, INC. · RMTI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
David S. Richmond
10% Owner · Other
RBI PI Manager, LLC
10% Owner · Other
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3,F4,F5Oct 15, 2018P$05,541,562—A5,541,562IBy: The RBI Opportunities Fund, LLC
Common StockF1,F2,F3,F6holding———164,841IBy: RBI Private Investment I, LLC
Common StockF1,F2,F3,F7holding———38,490IBy: RBI Private Investment II, LLC
Common StockF1,F2,F3,F8holding———52,680IBy: Richmond Brothers 401(k) Profit Sharing Plan
Common StockF1,F2,F3holding———176,376D
Common StockF1,F2,F3holding———42,536IBy: Matthew J. Curfman
Common StockF1,F2,F3,F12holding———36,249IBy: Spouse of Matthew J. Curfman
Common StockF1,F2,F3,F9holding———28,096IBy: Spouse of David S. Richmond
Common StockF1,F2,F3,F10holding———147IBy: Daughter of David S. Richmond
Common StockF1,F2,F3,F11holding———7IBy: Son of David S. Richmond

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Warrants (right to buy)F1,F2,F4,F5$4.96Oct 15, 2018P5,541,562AApr 17, 2019Oct 17, 2023Common Stock2,770,7815,541,562I

Explanation of responses