SEC Form 4 · accession 0001161697-18-000497
GROWLIFE, INC. · PHOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marco Hegyi
Officer — CEO · Director
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,500,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.012 | Oct 15, 2018 | A | 16,000,000 | A | Oct 15, 2018 | Oct 14, 2023 | Common | 16,000,000 | 43,500,000 | D |
| Warrant | $0.012 | Oct 15, 2018 | A | 16,000,000 | A | Oct 15, 2019 | Oct 14, 2024 | Common | 16,000,000 | 59,500,000 | D |
| Warrant | $0.012 | Oct 15, 2018 | A | 16,000,000 | A | Oct 15, 2020 | Oct 14, 2025 | Common | 16,000,000 | 75,500,000 | D |
| Warrant | $0.01 | holding | — | — | — | Dec 11, 2013 | Dec 11, 2023 | Common | 12,500,000 | 12,500,000 | D |
| Warrant | $0.01 | holding | — | — | — | Oct 21, 2016 | Oct 20, 2026 | Common | 5,000,000 | 17,500,000 | D |
| Warrant | $0.01 | holding | — | — | — | Oct 21, 2017 | Oct 20, 2027 | Common | 5,000,000 | 22,500,000 | D |
| Warrant | $0.01 | holding | — | — | — | Oct 21, 2018 | Oct 20, 2028 | Common | 5,000,000 | 27,500,000 | D |