SEC Form 4 · accession 0001127602-18-030549
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Van Arsdell
Director
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Under NQ Deferred Comp. PlanF2,F3,F1 | — | Oct 15, 2018 | A | 587 | A | — | — | Common Stock | 587 | 4,016 | D |
Explanation of responses
- F1Shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Plan") represent shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the Plan.
- F2Between July 14, 2018 and October 9, 2018, the Reporting Person acquired 587 shares of First Midwest Bancorp, Inc. common stock under the Plan. The information in this report is based on a plan statement dated October 9, 2018.
- F3Between July 11, 2018 and October 9, 2018, the Reporting Person acquired 14 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Plan. The information in this report is based on a plan statement dated October 9, 2018.