SEC Form 4 · accession 0001209191-18-055422
AMICUS THERAPEUTICS, INC. · FOLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Baird III
Officer — Chief Financial Officer
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2018 | M | 10,000 | $2.45 | A | 127,622 | D | |
| Common StockF2 | Oct 15, 2018 | S | 10,000 | $12.2275 | D | 117,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $2.45 | Oct 15, 2018 | M | 10,000 | D | — | Jan 3, 2024 | Common Stock | 10,000 | 24,000 | D |
Explanation of responses
- F1The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2017.
- F2This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $12.09 to $12.34. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3All of the options were fully vested and exercisable as of October 15, 2018.