SEC Form 4 · accession 0001209191-18-055425
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Serianni
Officer — EVP Chief Financial Officer
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 15, 2018 | A | 7 | $70.58 | A | 1,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 15, 2018 | A | 138 | A | — | — | Common Stock | 138 | 26,287 | D |
| Stock UnitsF4 | — | Oct 15, 2018 | A | 38 | A | — | — | Common Stock | 38 | 7,145 | D |
| Performance Shares (PSUs)F2,F5 | — | Oct 15, 2018 | A | 45 | A | — | — | Common Stock | 45 | 8,574 | D |
Explanation of responses
- F1Reflects dividends paid under the Company's Employee Stock Purchase Plan since the last report filed.
- F2Based on 1 on 1 conversion.
- F3Reflects dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan.
- F4Mr. Serianni holds these stock units under the Republic Services Stock Incentive Fund ("Investment Fund") pursuant to his election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.
- F5Reflects dividend equivalents received on the 8,442 Performance Shares ("PSUs") earned as of 02/06/2018 per the Republic Services, Inc. Amended and Restated 2007 Stock Incentive Plan and such PSUs were deferred under the Company's Deferred Compensation Plan.