SEC Form 4 · accession 0001125376-18-000159
ENSIGN GROUP, INC · ENSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly B. Wittekind
Officer — VP and General Counsel
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001125376
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2018 | M | 2,000 | $4.56 | A | 55,984 | D | |
| Common StockF2 | Oct 15, 2018 | S | 2,000 | $38.021 | D | 53,984 | D | |
| Common Stock | Oct 16, 2018 | M | 3,000 | $4.56 | A | 56,984 | D | |
| Common Stock | Oct 16, 2018 | S | 3,000 | $39.00 | D | 53,984 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $4.56 | Oct 15, 2018 | M | 2,000 | D | Jan 29, 2010 | Jan 29, 2019 | Common Stock | 2,000 | 8,998 | D |
| Employee Stock Option (right to buy)F3 | $4.56 | Oct 16, 2018 | M | 3,000 | D | Jan 29, 2010 | Jan 29, 2019 | Common Stock | 3,000 | 5,998 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $38.00 to $38.23. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The option, representing a right to purchase a total of 10,998 shares, was granted on January 29, 2009, and became exercisable in five equal annual installments beginning on January 29, 2010, which was the first anniversary of the date on which the option was granted.