SEC Form 4 · accession 0000897101-18-000997
WINNEBAGO INDUSTRIES INC · WGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashis Nayan Bhattacharya
Officer — VP-Strategic Dev. & Planning
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107687
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.50 par valueF1 | Oct 15, 2018 | A | 4,264 | $0.00 | A | 12,303 | D | |
| Common Stock, $.50 par value | Oct 15, 2018 | A | 5,659 | $0.00 | A | 17,962 | D | |
| Common Stock, $.50 par value | Oct 15, 2018 | F | 1,732 | $31.70 | D | 16,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $31.70 | Oct 15, 2018 | A | 8,580 | A | — | Oct 15, 2028 | Common Stock | 8,580 | 8,580 | D |
Explanation of responses
- F1Granted 10/15/18 under the Winnebago Industries, Inc. 2014 Omnibus Equity, Performance Awards, and Incentive Plan. Restricted stock units vest in annual increments of one-third beginning on 10/15/2019.
- F2Stock options vest in annual increments of one-third beginning on 10/15/2019.