SEC Form 4 · accession 0000074046-18-000053
Oil-Dri Corp of America · ODC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Jaffee
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Oct 16, 2018
Accepted (ET)
Oct 17, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074046
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B StockF3,F4,F1 | — | Oct 16, 2018 | P | 82,852 | A | — | — | Common Stock | 82,852 | 82,852 | I |
Explanation of responses
- F1Class B Stock may be converted pursuant to the terms of the Certificate of Incorporation of Oil-Dri, as amended.
- F2Class B Shares acquired in connection with the settlement of the parental estate of the Reporting Person.
- F3The price of the Class B Shares acquired in connection with the settlement of the parental estate was determined by a third party valuation firm.
- F4The Class B Shares were acquired by the Richard M. Jaffee 1990 Irrevocable Trust f/b/o Daniel Jaffee U/A/D 8/27/90, a generation-skipping trust established by Richard M. Jaffee. The Reporting Person acts as a co-trustee with his sister.