Form4insider filings, from the source

Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Sep 27, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

130 filings · trading day Sep 27, 2018Download CSVQuotes for these symbols ↗
TradeReported (ET)CompanyInsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Sep 24, 2018 MForm 4 →Sep 26, 5:45 pm EDTNational Vision Holdings, Inc.EYEJeff BusbeeSVP, Chief HR Officer36,771$4.27$157,01263,755—
Sep 24, 2018 MForm 4 →Sep 26, 5:49 pm EDTNational Vision Holdings, Inc.EYEChris BeasleySVP, Accounting, & Controller25,000$5.25$131,25054,221—
Sep 25, 2018 MForm 4 →Sep 26, 5:53 pm EDTNational Vision Holdings, Inc.EYEJohn VaughtSVP, Chief Information Officer26,477$4.27$113,05727,228—
Sep 24, 2018 AForm 4 →Sep 26, 4:20 pm EDTHillenbrand, Inc.HITimothy C. RyanVP, CAO and Controller1,740$51.70$89,9581,740—
Sep 24, 2018 AForm 4 →Sep 26, 4:07 pm EDTPARKERVISION INCPRKRFrank N NewmanDirector125,000$0.60$75,000125,000—
Sep 24, 2018 AForm 4 →Sep 26, 4:10 pm EDTPARKERVISION INCPRKRPaul A RosenbaumDirector125,000$0.60$75,000125,000—
Sep 24, 2018 AForm 4 →Sep 26, 4:13 pm EDTPARKERVISION INCPRKRLewis H Titterton Jr.Director125,000$0.60$75,000125,000—
Sep 24, 2018 AForm 4 →Sep 26, 5:42 pm EDTPARKERVISION INCPRKRRobert Greene SterneDirector125,000$0.60$75,000125,000—
Sep 19, 2018 AForm 4 →Sep 27, 6:42 am EDTEnochian Biosciences IncENOBAn Evelyn DDirector5,226$5.74$29,99712,770— late
Sep 19, 2018 AForm 4 →Sep 27, 6:43 am EDTEnochian Biosciences IncENOBJames SapirsteinDirector5,226$5.74$29,99712,770— late
Sep 19, 2018 AForm 4 →Sep 27, 1:04 pm EDTEnochian Biosciences IncENOBMark DybulDirector5,226$5.74$29,99712,834— late
Sep 24, 2018 AMForm 4 →Sep 26, 4:52 pm EDTUNITED NATURAL FOODS INCUNFISteven SpinnerPresident, CEO & Chairman, Director81,986$31.84$29,83453,630—
Sep 25, 2018 AForm 4 →Sep 27, 2:47 pm EDTNational Commerce CorpNCOMG Ruffner Page Jr.Director613$42.40$26,00015,202—
Sep 25, 2018 AForm 4 →Sep 26, 4:31 pm EDTMID AMERICA APARTMENT COMMUNITIES INC.MAAAlan B Graf Jr.Director254$100.94$25,63927,991—
Sep 25, 2018 AForm 4 →Sep 26, 5:37 pm EDTZoetis Inc.ZTSLouise M ParentDirector277$90.26$25,00011,515—
Sep 25, 2018 AForm 4 →Sep 26, 5:42 pm EDTZoetis Inc.ZTSWilliam C Steere Jr.Director277$90.26$25,00013,288—
Sep 25, 2018 AForm 4 →Sep 26, 4:49 pm EDTMID AMERICA APARTMENT COMMUNITIES INC.MAAPhilip W NorwoodDirector223$100.94$22,51016,945—
Sep 25, 2018 AForm 4 →Sep 27, 2:58 pm EDTNational Commerce CorpNCOMWilliam Stancil StarnesDirector525$42.40$22,2505,314—
Sep 25, 2018 AForm 4 →Sep 27, 3:04 pm EDTNational Commerce CorpNCOMTemple W Tutwiler IIIDirector507$42.40$21,5005,334—
Sep 25, 2018 AForm 4 →Sep 27, 2:40 pm EDTNational Commerce CorpNCOMR Holman HeadDirector472$42.40$20,0005,112—
Sep 25, 2018 AForm 4 →Sep 26, 4:44 pm EDTMID AMERICA APARTMENT COMMUNITIES INC.MAAWilliam Reid SandersDirector195$100.94$19,6837,127—
Sep 25, 2018 AForm 4 →Sep 27, 2:35 pm EDTNational Commerce CorpNCOMMark L DrewDirector460$42.40$19,5002,389—
Sep 13, 2018 PForm 4 →Sep 26, 4:06 pm EDTDarioHealth Corp.DRIOYoav ShakedDirector31,909$3.60$18,86426,669— late
Sep 25, 2018 AForm 4 →Sep 26, 4:29 pm EDTMID AMERICA APARTMENT COMMUNITIES INC.MAAMonica Houle McGurkDirector185$100.94$18,6744,542—
Sep 25, 2018 AForm 4 →Sep 27, 2:30 pm EDTNational Commerce CorpNCOMBobby A BradleyDirector436$42.40$18,5004,522—
Jul 26, 2018 AForm 4 →Sep 26, 6:39 pm EDTUnum Therapeutics Inc.UMRXBruce BoothDirector2,092$8.72$18,2422,092— late
Sep 25, 2018 AForm 4 →Sep 26, 4:34 pm EDTMID AMERICA APARTMENT COMMUNITIES INC.MAARussell R FrenchDirector180$100.94$18,1695,027—
Sep 25, 2018 AForm 4 →Sep 26, 4:47 pm EDTMID AMERICA APARTMENT COMMUNITIES INC.MAAGary ShorbDirector179$100.94$18,06814,027—
Sep 25, 2018 AForm 4 →Sep 27, 3:10 pm EDTNational Commerce CorpNCOMRussell H Vandevelde IVDirector425$42.40$18,0004,661—
Sep 25, 2018 AForm 4 →Sep 26, 4:36 pm EDTMID AMERICA APARTMENT COMMUNITIES INC.MAAThomas H LowderDirector176$100.94$17,7651,944—
Sep 25, 2018 AForm 4 →Sep 26, 4:39 pm EDTMID AMERICA APARTMENT COMMUNITIES INC.MAADavid P StockertDirector176$100.94$17,7653,935—
Sep 25, 2018 AForm 4 →Sep 27, 2:33 pm EDTNational Commerce CorpNCOMThomas ColeyDirector413$42.40$17,5011,072—
Sep 25, 2018 AForm 4 →Sep 27, 2:50 pm EDTNational Commerce CorpNCOMStephen A SevignyDirector389$42.40$16,5003,636—
Sep 25, 2018 AForm 4 →Sep 27, 2:44 pm EDTNational Commerce CorpNCOMC Phillip McWaneDirector389$42.40$16,5003,842—
Jul 26, 2018 AForm 4 →Sep 26, 6:37 pm EDTUnum Therapeutics Inc.UMRXJorn AldagDirector1,547$8.72$13,4901,547— late
Jul 26, 2018 AForm 4 →Sep 26, 6:47 pm EDTUnum Therapeutics Inc.UMRXLiam RatcliffeDirector1,504$8.72$13,1151,504— late
Jul 26, 2018 AForm 4 →Sep 26, 6:46 pm EDTUnum Therapeutics Inc.UMRXRobert J PerezDirector1,361$8.72$11,8681,361— late
Sep 25, 2018 AForm 4 →Sep 27, 2:54 pm EDTNational Commerce CorpNCOMWilliam Duberry Smith Jr.Director263$42.40$11,167263—
Jul 26, 2018 AForm 4 →Sep 26, 6:43 pm EDTUnum Therapeutics Inc.UMRXKaren Jean FerranteDirector1,261$8.72$10,9961,261— late
Sep 25, 2018 AForm 4 →Sep 27, 2:38 pm EDTNational Commerce CorpNCOMBrian C HamiltonDirector218$42.40$9,250309—
Sep 26, 2018 MForm 4 →Sep 27, 12:12 pm EDTFIVE PRIME THERAPEUTICS INCFPRXAron Marc KnickerbockerPresident & CEO, Director584$11.14$6,50631,595—
Sep 25, 2018 AForm 4 →Sep 26, 4:59 pm EDTSCANA CORPSCGJimmy E AddisonCEO, COO, President22$35.25$7636,215—
Sep 25, 2018 AForm 4 →Sep 26, 4:59 pm EDTSCANA CORPSCGIris GriffinCFO, SVP, and Treasurer9$35.25$31813—
Sep 22, 2018 MForm 4 →Sep 26, 4:02 pm EDTHill-Rom Holdings, Inc.HRCKenneth F MeyersChief Human Resources Officer7,323——0— late
Sep 26, 2018 MForm 4 →Sep 26, 4:04 pm EDTFRANK'S INTERNATIONAL N.V.FIMichael C KearneyChairman, President and CEO, Director55,591——197,782—
Sep 25, 2018 AForm 4 →Sep 26, 4:06 pm EDTWESCO INTERNATIONAL INCWCCEaswaran SundaramDirector1,059——1,059—
Sep 24, 2018 AForm 4 →Sep 26, 4:11 pm EDTBank7 Corp.BSVNThomas L TravisPresident, CEO, Director30,000——30,000—
Sep 24, 2018 MForm 4 →Sep 26, 4:12 pm EDTAETNA INC /PA/AETShawn M GuertinExec. Vice President, CFO1,546——0—
Sep 24, 2018 MForm 4 →Sep 26, 4:24 pm EDTABIOMED INCABMDAndrew J GreenfieldVP Healthcare Solutions5,000——5,000—
Sep 25, 2018 MForm 4 →Sep 26, 4:25 pm EDTABIOMED INCABMDMichael G HowleyVP, Global Sales & Marketing10,000——15,000—
Sep 24, 2018 MForm 4 →Sep 26, 4:27 pm EDTProto Labs IncPRLBJohn WayChief Financial Officer8,000——11,185—
Sep 24, 2018 MForm 4 →Sep 26, 4:28 pm EDTTARGET CORPTGTJanna A. PottsExecutive Officer14,405——0—
Sep 24, 2018 AForm 4 →Sep 26, 4:30 pm EDTBank7 Corp.BSVNJohn T PhillipsSr EVP, COO, Secretary, Director, 10% Owner20,000——20,000—
Sep 26, 2018 MForm 4 →Sep 26, 4:32 pm EDTMeridian Bancorp, Inc.EBSBMark L AbbateEVP, Treasurer and CFO7,000——6,996—
Sep 24, 2018 MForm 4 →Sep 26, 4:36 pm EDTSCHOLASTIC CORPSCHLJames W BargeDirector3,000——0—
Sep 25, 2018 AForm 4 →Sep 26, 4:49 pm EDTUNITED NATURAL FOODS INCUNFIDanielle BenedictChief Human Resource Officer5,980——5,980—
Sep 25, 2018 AForm 4 →Sep 26, 4:50 pm EDTUNITED NATURAL FOODS INCUNFIEric A. DorneSVP, CAIO10,330——10,330—
Sep 25, 2018 AForm 4 →Sep 26, 4:51 pm EDTUNITED NATURAL FOODS INCUNFIPaul Scott GreenChief Supply Chain Officer9,230——9,230—
Sep 25, 2018 AForm 4 →Sep 26, 4:53 pm EDTUNITED NATURAL FOODS INCUNFIJill SuttonSVP, General Counsel, CCO9,720——9,720—
Sep 25, 2018 AForm 4 →Sep 26, 4:53 pm EDTUNITED NATURAL FOODS INCUNFIChristopher P. TestaPresident, UNFI14,580——14,580—
Sep 25, 2018 AForm 4 →Sep 26, 4:54 pm EDTUNITED NATURAL FOODS INCUNFIMichael Paul ZechmeisterChief Financial Officer15,990——15,990—
Sep 24, 2018 AForm 4 →Sep 26, 4:55 pm EDTBank7 Corp.BSVNDouglas A HainesReg. Pres. of Western OK & KS7,500——7,500—
Sep 6, 2017 AForm 4 →Sep 26, 2018, 4:59 pm EDTSELECT BANCORP, INC.SLCTGerald W Hayes Jr.Director7,000——7,000— late
Sep 24, 2018 AForm 4 →Sep 26, 5:00 pm EDTIMMUNOMEDICS INCIMMUJared FreedbergGENERAL COUNSEL119,685——119,685—
Sep 24, 2018 CMForm 4 →Sep 26, 5:01 pm EDTOkta, Inc.OKTAWilliam E LoschChief Financial Officer45,000——0—
Sep 24, 2018 AForm 4 →Sep 26, 5:02 pm EDTBank7 Corp.BSVNLisa K. HainesEVP, CMO, 10% Owner5,000——5,000—
Sep 24, 2018 AForm 4 →Sep 26, 5:10 pm EDTBank7 Corp.BSVNKelly J HarrisSr VP & CFO, Director10,000——10,000—
Sep 24, 2018 MForm 4 →Sep 26, 5:13 pm EDTPacira Pharmaceuticals, Inc.PCRXLauren Bullaro RikerVice President, Finance1,000——24,000—
Sep 25, 2018 MForm 4 →Sep 26, 5:18 pm EDTPENNYMAC FINANCIAL SERVICES, INC.PFSIAnne McCallionChief Enterprise Ops Officer, Director5,000——500,720—
Sep 24, 2018 ACMForm 4 →Sep 26, 5:20 pm EDTVEEVA SYSTEMS INCVEEVJonathan FaddisSVP, Gen. Counsel, Secretary17,500——15,750—
Sep 25, 2018 MForm 4 →Sep 26, 5:22 pm EDTCYPRESS SEMICONDUCTOR CORP /DE/CYJeffrey J OwensDirector4,705——9,409—
Sep 24, 2018 AForm 4 →Sep 26, 5:25 pm EDTPJT Partners Inc.PJTPaul J TaubmanChairman and CEO, Director60,000——60,000—
Sep 24, 2018 MForm 4 →Sep 26, 5:30 pm EDTCOOPER COMPANIES INCCOOA Thomas BenderDirector7,150——0—
Sep 24, 2018 AForm 4 →Sep 26, 5:35 pm EDTEnSync, Inc.ESNCRichard A AbdooDirector22,414——22,414—
Sep 24, 2018 AForm 4 →Sep 26, 5:35 pm EDTEnSync, Inc.ESNCManfred E BirnbaumDirector25,862——25,862—
Sep 24, 2018 AForm 4 →Sep 26, 5:36 pm EDTEnSync, Inc.ESNCPaul F KoeppeDirector58,621——58,621—
Sep 24, 2018 AForm 4 →Sep 26, 5:37 pm EDTEnSync, Inc.ESNCJames OzanneDirector25,862——25,862—
Sep 24, 2018 AForm 4 →Sep 26, 5:38 pm EDTEnSync, Inc.ESNCTheodore SternDirector15,517——15,517—
Sep 24, 2018 CForm 4 →Sep 26, 5:40 pm EDTVEEVA SYSTEMS INCVEEVGordon RitterDirector1,500,000——3,450,000—
Sep 26, 2018 MForm 4 →Sep 26, 5:59 pm EDTNEXSTAR MEDIA GROUP, INC.NXSTBlake RussellEVP, Station Operations7,262——22,500—
Sep 24, 2018 MForm 4 →Sep 26, 6:06 pm EDTWESTERN DIGITAL CORPWDCKathleen A CoteDirector6,935——0—
Sep 24, 2018 MForm 4 →Sep 26, 6:16 pm EDTGoDaddy Inc.GDDYArne JosefsbergEVP - Chief Infra/Info Officer45,000——20,059—
Sep 24, 2018 MForm 4 →Sep 26, 6:20 pm EDTNETFLIX INCNFLXReed HastingsCEO, Director99,883——0—
Sep 24, 2018 MForm 4 →Sep 26, 6:20 pm EDTNETFLIX INCNFLXDavid B WellsCFO1,000——1,288—
Sep 24, 2018 MForm 4 →Sep 26, 6:20 pm EDTNETFLIX INCNFLXRichard N BartonDirector700——79—
Jul 31, 2018 MForm 4/A →Sep 26, 6:23 pm EDTKMG CHEMICALS INCKMGMarvin T. Green IIIChief Financial Officer2——5—
Jul 31, 2018 MForm 4/A →Sep 26, 6:24 pm EDTKMG CHEMICALS INCKMGChristopher T. FraserPresident and CEO, Director4——7—
Sep 24, 2018 MForm 4 →Sep 26, 6:24 pm EDTKMG CHEMICALS INCKMGChristopher T. FraserPresident and CEO, Director1——9—
Sep 24, 2018 MForm 4 →Sep 26, 6:41 pm EDTUnum Therapeutics Inc.UMRXSeth EttenbergChief Scientific Officer11,485——386,570—
Sep 24, 2018 MForm 4 →Sep 26, 6:58 pm EDTWave Life Sciences Ltd.WVEChandra VargeeseSenior VP, Drug Discovery3,000——149,542—
Sep 24, 2018 MForm 4 →Sep 26, 6:59 pm EDTWave Life Sciences Ltd.WVEKeith RegnanteChief Financial Officer29,500——90,500—
Sep 24, 2018 MForm 4 →Sep 26, 7:01 pm EDTWave Life Sciences Ltd.WVEChris FrancisSee Remarks11,575——40,997—
Sep 25, 2018 MForm 4 →Sep 26, 7:09 pm EDTGeneral Finance CORPGFNTheodore M. MourouzisPresident of Pac-Van, Inc.15,000——0—
Sep 26, 2018 MForm 4 →Sep 26, 7:40 pm EDTWELLCARE HEALTH PLANS, INC.WCGAnat HakimSVP, General Counsel/Secretary1,088——2,175—
Sep 24, 2018 AForm 4 →Sep 26, 8:05 pm EDTMYnd Analytics, Inc.MYNDPeter UnanueDirector27,027——27,027—
Sep 24, 2018 CForm 4 →Sep 26, 8:15 pm EDTGLOBUS MEDICAL INCGMEDDavid C PaulExecutive Chairman, Director, 10% Owner1,447,459——20,867,524—
Sep 24, 2018 MForm 4 →Sep 26, 8:28 pm EDTIROBOT CORPIRBTAlison DeanEVP, CFO & Treasurer2,686——5,974—
Sep 24, 2018 MForm 4 →Sep 26, 8:31 pm EDTMimecast LtdMIMEEdward Vincent JenningsChief Operating Officer7,500——378,088—
Sep 24, 2016 MForm 4 →Sep 26, 2018, 8:34 pm EDTMimecast LtdMIMEPeter Andrew James CampbellChief Financial Officer4,000——16,000— late
Sep 24, 2018 MForm 4 →Sep 26, 8:47 pm EDTAMARIN CORP PLC\UKAMRNMichael Wayne KalbSVP and CFO150,000——475,000—
Sep 24, 2018 MForm 4 →Sep 26, 8:50 pm EDTAMARIN CORP PLC\UKAMRNJoseph T KennedyGeneral Counsel1,079,706——44,270—
Sep 24, 2018 MForm 4 →Sep 26, 8:52 pm EDTAMARIN CORP PLC\UKAMRNSteven B KetchumChief Scientific Officer820,065——300,000—
Sep 24, 2018 MForm 4 →Sep 26, 8:54 pm EDTAMARIN CORP PLC\UKAMRNJoseph S ZakrzewskiDirector500,000——1,050,000—
Sep 24, 2018 AForm 4 →Sep 26, 9:00 pm EDTMarina Biotech, Inc.MRNARobert Eric TeagueChief Financial Officer450,000——450,000—
Jan 13, 2018 AMForm 4 →Sep 26, 9:16 pm EDTBioCardia, Inc.BCDAFernando L FernandezDirector46,630——32,353— late
Jan 13, 2018 AMForm 4 →Sep 26, 9:17 pm EDTBioCardia, Inc.BCDARichard C Pfenniger Jr.Director46,630——32,353— late
Jan 13, 2018 AMForm 4 →Sep 26, 9:17 pm EDTBioCardia, Inc.BCDARichard M KrasnoDirector46,630——32,353— late
Jan 13, 2018 AMForm 4 →Sep 26, 9:17 pm EDTBioCardia, Inc.BCDAAllan R TesslerDirector46,630——32,353— late
Jul 26, 2018 AForm 4 →Sep 26, 9:17 pm EDTBioCardia, Inc.BCDAThomas QuertermousDirector32,353——32,353— late
Jul 26, 2018 AForm 4 →Sep 26, 9:17 pm EDTBioCardia, Inc.BCDASimon H StertzerDirector32,353——32,353— late
Jul 26, 2018 AForm 4 →Sep 26, 9:17 pm EDTBioCardia, Inc.BCDAJay M MoyesDirector32,353——32,353— late
Sep 19, 2018 ACJMForm 4 →Sep 26, 9:28 pm EDTEventbrite, Inc.EBJulia HartzChief Executive Officer, Director, 10% Owner30,223,861——5,645— late
Sep 19, 2018 ACJMForm 4 →Sep 26, 9:31 pm EDTEventbrite, Inc.EBKevin HartzDirector, 10% Owner30,223,861——5,645— late
Sep 22, 2018 AForm 4 →Sep 26, 9:43 pm EDTCAVCO INDUSTRIES INC.CVCOJack HannaDirector4,000——4,000— late
Sep 25, 2018 MForm 4 →Sep 27, 9:21 am EDTII-VI INCIIVIDavid G WagnerVP, Human Resources4,833——2,317—
Sep 4, 2018 AForm 4 →Sep 27, 10:59 am EDTLATTICE SEMICONDUCTOR CORPLSCCJames Robert AndersonPresident & CEO, Director1,365,221——374,746— late
Sep 4, 2018 AForm 4 →Sep 27, 11:14 am EDTLATTICE SEMICONDUCTOR CORPLSCCStephen DouglassVP Corp, R&D223,324——129,222— late
Sep 4, 2018 AForm 4 →Sep 27, 11:19 am EDTLATTICE SEMICONDUCTOR CORPLSCCByron Wayne MilsteadVP Corp, General Counsel51,475——92,141— late
Sep 26, 2018 MForm 4 →Sep 27, 12:45 pm EDTAMERICAN SOFTWARE INCAMSWAJames B Miller Jr.Director3,000——0—
Sep 27, 2018 MForm 4 →Sep 27, 12:55 pm EDTGood Times Restaurants Inc.GTIMRyan M ZinkChief Financial Officer12,346——24,691—
Sep 25, 2018 MForm 4 →Sep 27, 1:58 pm EDTBIOMARIN PHARMACEUTICAL INCBMRNJean Jacques BienaimeChief Executive Officer, Director1,000——105,000—
Aug 28, 2018 AForm 4 →Sep 27, 2:31 pm EDTMonopar Therapeuticsno symbolKim R TsuchimotoChief Financial Officer41,100——85,620— late
Sep 25, 2018 AForm 4 →Sep 27, 2:36 pm EDTRTI SURGICAL, INC.RTIXRyan M BartolucciVP Corporate Controller17,202——17,202—
Aug 15, 2018 AForm 4/A →Sep 27, 3:02 pm EDTInternational Stem Cell CORPISCO.OBAndrey SemechkinChief Executive Officer, Director, 10% Owner150,000——150,000—
Aug 15, 2018 AForm 4/A →Sep 27, 3:02 pm EDTInternational Stem Cell CORPISCO.OBSophia GarnetteVP, Legal Affairs & Operation300,000——300,000—
Aug 15, 2018 AForm 4/A →Sep 27, 3:03 pm EDTInternational Stem Cell CORPISCO.OBRussell KernEVP and CSO, Director, 10% Owner100,000——100,000—
Sep 25, 2018 MForm 4 →Sep 27, 3:22 pm EDTUNITED STATES CELLULAR CORPUSMMichael IrizarryEVP-CTO59,300——0—
Sep 26, 2018 MForm 4 →Sep 27, 3:47 pm EDTDARDEN RESTAURANTS INCDRIEugene I Lee Jr.President and CEO, Director60,688——0—
Sep 26, 2018 DForm 4 →Sep 27, 3:47 pm EDTSONIC FOUNDRY INCSOFOKenneth A MinorChief Financial Officer4,320——275,850—
Sep 26, 2018 DForm 4 →Sep 27, 3:47 pm EDTSONIC FOUNDRY INCSOFOGary WeisChief Executive Officer & CTO, Director10,012——476,237—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.