SEC Form 4/A · accession 0001683168-18-002867
International Stem Cell CORP · ISCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Russell Kern
Officer — EVP and CSO · Director · 10% Owner
Period of report
Aug 15, 2018
Accepted (ET)
Sep 27, 2018 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355790
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.58 | Aug 15, 2018 | A | 100,000 | A | — | Aug 15, 2028 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F13/36th of the shares underlying such options shall vest on September 21, 2018, and the remaining share in equal monthly installments over a period of 33 months. This amendment is being filed to correct the previously reported expiration date of the stock option.