SEC Form 4 · accession 0001746129-18-000020
Bank7 Corp. · BSVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa K. Haines
Officer — EVP, CMO · 10% Owner
Period of report
Sep 24, 2018
Accepted (ET)
Sep 26, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001746129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Sep 24, 2018 | S | 124,350 | $19.00 | D | 1,688,150 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $19.00 | Sep 24, 2018 | A | 5,000 | A | — | Sep 19, 2028 | Common Stock, par value $0.01 per share | 5,000 | 5,000 | D |
Explanation of responses
- F1Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.
- F2Lisa K. Haines is the co-trustee of the Lisa K. Haines Financial Services Trust and has voting and dispositive power over the shares held by the Lisa K. Haines Financial Services Trust.
- F3Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.