SEC Form 4 · accession 0001214659-18-006167
Good Times Restaurants Inc. · GTIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan M Zink
Officer — Chief Financial Officer
Period of report
Sep 27, 2018
Accepted (ET)
Sep 27, 2018 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000825324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 27, 2018 | M | 12,346 | $0.00 | A | 37,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Sep 27, 2018 | M | 12,346 | D | Sep 27, 2019 | Sep 27, 2020 | Restricted Stock Units | 24,691 | 24,691 | D |
Explanation of responses
- F1Represents the conversion upon vesting of Restricted Stock Units ("RSU") into common stock (the "Converted Common Stock ").
- F2The reporting person was granted 37,037 Restricted Stock Units ("RSU") on September 27, 2017. These RSUs shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully-vested and nonforfeitable on the third anniversary from the grant date. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.