SEC Form 4/A · accession 0001179110-18-011682
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher T. Fraser
Officer — President and CEO · Director
Period of report
Jul 31, 2018
Accepted (ET)
Sep 26, 2018 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jul 31, 2018 | M | 58,477 | $71.80 | A | 306,780 | D | |
| COMMON STOCKF2 | Jul 31, 2018 | F | 22,476 | $71.80 | D | 284,304 | D | |
| COMMON STOCKF1 | Jul 31, 2018 | M | 37,481 | $71.80 | A | 37,481 | I | by Deferred Compensation Plan |
| COMMON STOCKF2 | Jul 31, 2018 | F | 881 | $71.80 | D | 36,600 | I | by Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time Based Award | $0.00 | Jul 31, 2018 | M | 1 | D | Jul 31, 2018 | Jul 31, 2018 | COMMON STOCK | 26,666 | 4 | D |
| Performance Based Series 3 | $0.00 | Jul 31, 2018 | M | 1 | D | Jul 31, 2018 | Jul 31, 2018 | COMMON STOCK | 4,000 | 5 | D |
| Performance Based Series 3 | $0.00 | Jul 31, 2018 | M | 1 | D | Jul 31, 2018 | Jul 31, 2018 | COMMON STOCK | 10,000 | 6 | D |
| Performance Based Series 3 | $0.00 | Jul 31, 2018 | M | 1 | D | Jul 31, 2018 | Jul 31, 2018 | COMMON STOCK | 55,292 | 7 | D |
Explanation of responses
- F1Revised to reflect correct number of shares allowed to be deferred.
- F2Shares withheld for payment of tax withholding.