SEC Form 4 · accession 0001567619-18-003144
WELLCARE HEALTH PLANS, INC. · WCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anat Hakim
Officer — SVP, General Counsel/Secretary
Period of report
Sep 26, 2018
Accepted (ET)
Sep 26, 2018 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001279363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 26, 2018 | M | 1,088 | $0.00 | A | 2,556 | D | |
| Common StockF2 | Sep 26, 2018 | F | 265 | $307.36 | D | 2,291 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Sep 26, 2018 | M | 1,088 | D | — | — | Common Stock | 1,088 | 2,175 | D |
Explanation of responses
- F1Vesting of restricted stock units granted to the Reporting Person on September 26, 2016.
- F2Forfeiture of shares to satisfy tax obligations related to restricted stock units that were granted to the Reporting Person on September 26, 2016 and vested on September 26, 2018.
- F3Each restricted stock unit represents a contingent right to receive one share of WCG common stock.
- F4The restricted stock units vest in approximately equal installments on September 26, 2017, September 26, 2018, September 26, 2019 and September 1, 2020. Vested shares are delivered to the Reporting Person upon vest.