SEC Form 4 · accession 0001754464-18-000002
RTI SURGICAL, INC. · RTIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan M Bartolucci
Officer — VP Corporate Controller
Period of report
Sep 25, 2018
Accepted (ET)
Sep 27, 2018 · 2:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 25, 2018 | A | 8,152 | $0.00 | A | 10,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock $.001 par valueF2 | $4.60 | Sep 25, 2018 | A | 17,202 | A | — | Sep 25, 2028 | Common Stock | 17,202 | 17,202 | D |
Explanation of responses
- F1The Restricted Stock Award will become vested as to 2,717 shares on each of 9/25/2019 and 9/25/2020 and 2,718 shares on 9/25/2021.
- F2The options will become exercisable as to 3,440 shares on each of 9/25/2019, 9/25/2020, 9/25/2021 and 3,441 shares on each of 9/25/2022, 9/25/2023.