SEC Form 4 · accession 0001020859-18-000105
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A. Dorne
Officer — SVP, CAIO
Period of report
Sep 24, 2018
Accepted (ET)
Sep 26, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2018 | A | 1,839 | $0.00 | A | 8,156 | D | |
| Common Stock | Sep 24, 2018 | F | 558 | $31.84 | D | 7,598 | D | |
| Common StockF2 | holding | — | — | — | 997 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | — | Sep 25, 2018 | A | 10,330 | A | — | — | Common Stock | 10,330 | 10,330 | D |
Explanation of responses
- F1Received as a result of vesting of performance units granted September 21, 2016.
- F2Includes 997 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 24, 2018.
- F3Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.