SEC Form 4 · accession 0000047518-18-000081
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth F Meyers
Officer — Chief Human Resources Officer
Period of report
Sep 22, 2018
Accepted (ET)
Sep 26, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2018 | M | 7,323 | $91.36 | A | 17,341 | D | |
| Common StockF2 | Sep 22, 2018 | F | 2,146 | $91.36 | D | 15,207 | D | |
| Common StockF3 | holding | — | — | — | 1,402 | I | By Hill-Rom Holdings, Inc. Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (09/21/2015)F4,F5 | $0.00 | Sep 22, 2018 | M | 7,323 | D | Sep 22, 2018 | Sep 22, 2018 | Common Stock | 7,323 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
- F2Includes 12 shares acquired in connection with reinvested dividends since the reporting person's last report.
- F3Reflects the number of shares held in the Hill-Rom Holdings, Inc. Employee Stock Purchase Plan (ESPP Plan) as of September 24, 2018. Includes 287.26 shares acquired since the reporting person's last report.
- F4Restricted stock units convert into common stock on a one-for-one basis.
- F5On 09/21/2015, the reporting person was granted 21,530 restricted stock units. Restricted stock units vested 34% on 9/22/2016, 33% on 9/22/2017, and 33% on 9/22/2018. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.