SEC Form 4 · accession 0001746129-18-000021
Bank7 Corp. · BSVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly J Harris
Officer — Sr VP & CFO · Director
Period of report
Sep 24, 2018
Accepted (ET)
Sep 26, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001746129
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Sep 24, 2018 | A | 2,500 | $0.00 | A | 2,500 | D | |
| Common Stock, par value $0.01 per shareF3,F2 | Sep 24, 2018 | P | 5,000 | $19.00 | A | 7,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $19.00 | Sep 24, 2018 | A | 10,000 | A | — | Sep 19, 2028 | Common Stock, par value $0.01 per share | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents grant of Restricted Stock Units, which will vest in five equal installments on September 20, 2019, 2020, 2021, 2022 and 2023.
- F2Includes Restricted Stock Units.
- F3Represents shares of Common Stock purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on September 24, 2018. The shares of Common Stock were purchased at the initial public offering price of $19.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
- F4Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.