SEC Form 4 · accession 0001029744-18-000089
SONIC FOUNDRY INC · SOFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Minor
Officer — Chief Financial Officer
Period of report
Sep 26, 2018
Accepted (ET)
Sep 27, 2018 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2018 | A | 4,320 | $4.75 | A | 43,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Common Stock OptionF3,F2 | $4.75 | Sep 26, 2018 | D | 4,320 | D | — | Dec 27, 2026 | Common Stock | 4,320 | 275,850 | D |
Explanation of responses
- F1Represents fiscal 2016 grant of deferred bonus equal to the exercise price of the option
- F24,320 exercisable 12/27/17
- F3N/A