SEC Form 4 · accession 0001209191-18-052377
IROBOT CORP · IRBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Dean
Officer — EVP, CFO & Treasurer
Period of report
Sep 24, 2018
Accepted (ET)
Sep 26, 2018 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001159167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2018 | M | 534 | $34.30 | A | 77,464 | D | |
| Common Stock | Sep 24, 2018 | M | 537 | $32.38 | A | 78,001 | D | |
| Common Stock | Sep 24, 2018 | M | 868 | $33.14 | A | 78,869 | D | |
| Common Stock | Sep 24, 2018 | M | 747 | $37.62 | A | 79,616 | D | |
| Common StockF2 | Sep 24, 2018 | S | 1,800 | $102.5011 | D | 77,816 | D | |
| Common StockF3 | Sep 24, 2018 | S | 5,967 | $103.8308 | D | 71,849 | D | |
| Common StockF4 | Sep 24, 2018 | S | 10,321 | $104.4791 | D | 61,528 | D | |
| Common StockF5 | Sep 24, 2018 | S | 400 | $105.2325 | D | 61,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F6 | $34.30 | Sep 24, 2018 | M | 534 | D | Mar 6, 2015 | Mar 6, 2022 | Common Stock | 534 | 1,603 | D |
| Employee Stock Option (Right to buy)F6 | $32.38 | Sep 24, 2018 | M | 537 | D | Jun 5, 2015 | Jun 5, 2022 | Common Stock | 537 | 2,150 | D |
| Employee Stock Option (Right to buy)F6 | $33.14 | Sep 24, 2018 | M | 868 | D | Mar 11, 2016 | Mar 11, 2023 | Common Stock | 868 | 6,076 | D |
| Employee Stock Option (Right to buy)F6 | $37.62 | Sep 24, 2018 | M | 747 | D | Jun 10, 2016 | Jun 10, 2023 | Common Stock | 747 | 5,974 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.
- F2The range of prices for the transaction reported on this line was $102.08 to $103.06. The average weighted price was $102.5011. The reporting person will provide upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The range of prices for the transaction reported on this line was $103.14 to $104.13. The average weighted price was $103.8308. The reporting person will provide upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The range of prices for the transaction reported on this line was $104.14 to $105.13. The average weighted price was $104.4791. The reporting person will provide upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The range of prices for the transaction reported on this line was $105.17 to $105.27. The average weighted price was $105.2325. The reporting person will provide upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6This option vests over a four-year period, at a rate of twenty-five percent (25%) on the first anniversary of the date listed in the table, and quarterly thereafter.