Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 10, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

190 filings · trading day Nov 10, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 20, 2015 AJForm 4 →	Nov 9, 2017, 5:52 pm EST	MamaMancini's Holdings, Inc.MMMB	Carl T WolfChief Executive Officer, Director, 10% Owner	774,075	$1.00	$774,075	33,334	—	late
Nov 9, 2017 MForm 4 →	Nov 9, 4:27 pm EST	SEI INVESTMENTS COSEIC	Joseph P UjobaiEXECUTIVE VICE PRESIDENT	17,500	$32.49	$568,575	0	—	amended
Nov 8, 2017 MForm 4 →	Nov 9, 4:34 pm EST	CSI Compressco LPCCLP	TETRA TECHNOLOGIES INC +310% Owner	36,438	$11.43	$416,488	765,202	—
Nov 8, 2017 MForm 4 →	Nov 9, 8:07 pm EST	MASIMO CORPMASI	Yongsam LeeEVP & CIO	13,976	$28.52	$398,546	21,024	—
Nov 8, 2017 CMForm 4 →	Nov 9, 4:42 pm EST	CONSTELLATION BRANDS, INC.STZ	Thomas J MullinExec. VP & Gen. Counsel	54,681	$20.60	$375,476	0	—
Apr 27, 2017 AForm 4 →	Nov 9, 5:51 pm EST	UNITED STATES LIME & MINERALS INCUSLM	Antoine M DoumetDirector	2,400	$80.37	$192,888	2,400	—	late
Nov 8, 2017 AForm 4 →	Nov 9, 4:09 pm EST	CVS HEALTH CorpCVS	C David Brown IIDirector	2,174	$68.99	$150,000	53,262	—
Apr 26, 2013 AJForm 4 →	Nov 9, 2017, 5:46 pm EST	MamaMancini's Holdings, Inc.MMMB	Steven R. BurnsDirector	142,407	$1.01	$143,657	25,000	—	late
Nov 8, 2017 AForm 4 →	Nov 9, 4:14 pm EST	CVS HEALTH CorpCVS	William C WeldonDirector	2,029	$68.99	$140,000	17,031	—
Nov 8, 2017 AForm 4 →	Nov 9, 4:26 pm EST	CVS HEALTH CorpCVS	Mary L SchapiroDirector	2,029	$68.99	$140,000	3,783	—
Nov 8, 2017 AForm 4 →	Nov 9, 4:28 pm EST	CVS HEALTH CorpCVS	Alecia A DecoudreauxDirector	2,029	$68.99	$140,000	10,363	—
Nov 8, 2017 AForm 4 →	Nov 9, 4:12 pm EST	CVS HEALTH CorpCVS	Richard J SwiftDirector	1,658	$68.99	$114,375	57,420	—
Nov 20, 2015 AJForm 4 →	Nov 9, 2017, 5:51 pm EST	MamaMancini's Holdings, Inc.MMMB	Matthew BrownPresident and COO, Director, 10% Owner	107,408	$1.00	$107,408	33,334	—	late
Nov 8, 2017 AForm 4 →	Nov 9, 4:20 pm EST	CVS HEALTH CorpCVS	Anne A. FinucaneDirector	1,522	$68.99	$105,000	5,586	—
Nov 7, 2017 CMForm 4 →	Nov 9, 5:28 pm EST	Ashford Hospitality Prime, Inc.AHP	Mark NunneleyChief Accounting Officer	208,607	$0.05	$507	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 4:00 pm EST	ANSYS INCANSS	Shane EmswilerVP and General Manager	10,000	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:00 pm EST	Neuralstem, Inc.CUR	Richard J DalyChief Executive Officer, Director	100,000	—	—	100,000	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:02 pm EST	Snap Interactive, IncSTVI	Michael Gwynne JonesDirector	54,000	—	—	54,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:08 pm EST	Kraton CorpKRA	Barry J. GoldsteinDirector	16,651	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:10 pm EST	COCA COLA COKO	J Alexander Douglas Jr.Executive Vice President	338,009	—	—	55,870	—
Nov 7, 2017 MForm 4 →	Nov 9, 4:15 pm EST	LANDSTAR SYSTEM INCLSTR	Joseph J BeacomVP, CSO, COO	21,077	—	—	1,923	—
Nov 7, 2017 MForm 4 →	Nov 9, 4:18 pm EST	Anthem, Inc.ANTM	Ronald W PenczekSVP, Chief Accounting Officer	978	—	—	1,785	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:22 pm EST	LOEWS CORPL	Mark S SchwartzVP & Chief Accounting Officer	7,500	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:22 pm EST	EXA CORPEXA	Suresh SundaramSVP Products and Marketing	2,500	—	—	17,500	—
Nov 8, 2017 AForm 4 →	Nov 9, 4:23 pm EST	HARSCO CORPHSC	Mario LonghiDirector	2,458	—	—	2,458	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:28 pm EST	MATTEL INC /DE/MAT	Mary Margaret Hastings GeorgiadisCEO, Director	41,167	—	—	123,498	—
Nov 7, 2017 CForm 4 →	Nov 9, 4:28 pm EST	Tableau Software IncDATA	Christian ChabotCo-Founder and Chairman, Director	450,000	—	—	4,344,000	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:28 pm EST	Genpact LTDG	Piyush MehtaSenior Vice President	17,017	—	—	0	—
Nov 5, 2017 AMForm 4 →	Nov 9, 4:29 pm EST	HOLOGIC INCHOLX	John M. GriffinGeneral Counsel	59,523	—	—	0	—	late
Nov 7, 2017 MForm 4 →	Nov 9, 4:33 pm EST	American Water Works Company, Inc.AWK	Michael A SgroEVP,General Counsel, Secretary	841	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:34 pm EST	Mueller Water Products, Inc.MWA	Evan HartSVP and CFO	50,000	—	—	34,615	—
Nov 7, 2017 CForm 4 →	Nov 9, 4:35 pm EST	Tableau Software IncDATA	Pat HanrahanChief Scientist and Co-Founder, Director	200,000	—	—	7,363,278	—
Nov 5, 2017 AMForm 4 →	Nov 9, 4:35 pm EST	HOLOGIC INCHOLX	Robert W. McMahonChief Financial Officer	92,825	—	—	0	—	late
Nov 7, 2017 MForm 4 →	Nov 9, 4:36 pm EST	Cara Therapeutics, Inc.CARA	Frederique Menzaghi Ph.D.Sr VP-Research & Development	20,000	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:41 pm EST	Argo Group International Holdings, Ltd.AGII	F Sedgwick BrowneDirector	21	—	—	4,787	—
Nov 5, 2017 MForm 4 →	Nov 9, 4:41 pm EST	HOLOGIC INCHOLX	Thomas A. WestDiv President & GM, Diagnostic	2,085	—	—	2,086	—	late
Nov 7, 2017 AForm 4 →	Nov 9, 4:42 pm EST	Argo Group International Holdings, Ltd.AGII	Harvey B CashDirector	11	—	—	2,458	—
Nov 7, 2017 CForm 4 →	Nov 9, 4:42 pm EST	Tableau Software IncDATA	Chris StolteCo-Founder & Technical Advisor, Director	225,000	—	—	2,813,125	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:42 pm EST	EQUITY RESIDENTIALEQR	David J NeithercutPresident & CEO, Director	100,000	—	—	119,562	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:43 pm EST	Argo Group International Holdings, Ltd.AGII	Gary V WoodsDirector	101	—	—	22,590	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:44 pm EST	Argo Group International Holdings, Ltd.AGII	Mural R JosephsonDirector	50	—	—	11,281	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:44 pm EST	Argo Group International Holdings, Ltd.AGII	Hector DeleonDirector	23	—	—	5,201	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:45 pm EST	Argo Group International Holdings, Ltd.AGII	Kathleen NealonDirector	32	—	—	7,216	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:46 pm EST	Argo Group International Holdings, Ltd.AGII	John H TonelliDirector	10	—	—	2,446	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:46 pm EST	Crestwood Equity Partners LPCEQP	J Heath DenekeChief Operating Officer & EVP	434	—	—	18,062	—
Nov 5, 2017 AMForm 4 →	Nov 9, 4:47 pm EST	HOLOGIC INCHOLX	Peter J. Valenti IIIDivision Pres., Breast Health	49,775	—	—	0	—	late
Mar 1, 2017 AMForm 4 →	Nov 9, 4:47 pm EST	HOLOGIC INCHOLX	Stephen P MacmillanChairman, President and CEO, Director	686,313	—	—	0	—	late
Nov 7, 2017 AForm 4 →	Nov 9, 4:48 pm EST	Crestwood Equity Partners LPCEQP	Steven Michael DoughertySVP - Chief Accounting Officer	382	—	—	15,865	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:48 pm EST	CRA INTERNATIONAL, INC.CRAI	Chad M HolmesCFO, EVP and Treasurer	789	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:48 pm EST	Argo Group International Holdings, Ltd.AGII	John R Power Jr.Director	83	—	—	18,632	—
Nov 8, 2017 MForm 4 →	Nov 9, 4:48 pm EST	CRA INTERNATIONAL, INC.CRAI	Paul A MalehPresident and CEO, Director	6,609	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:49 pm EST	Crestwood Equity Partners LPCEQP	Robert Thornbury Halpin IIIEVP & Chief Financial Officer	323	—	—	13,424	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:51 pm EST	Crestwood Equity Partners LPCEQP	Joel Christian LambertSVP - General Counsel	382	—	—	15,865	—
Nov 7, 2017 AForm 4 →	Nov 9, 4:52 pm EST	Crestwood Equity Partners LPCEQP	Robert G PhillipsChairman, President and CEO, Director	790	—	—	32,838	—
Nov 7, 2017 AMForm 4 →	Nov 9, 4:53 pm EST	HOLOGIC INCHOLX	Allison P BeboSVP, Human Resources	21,072	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 4:57 pm EST	CDW CorpCDW	Neal J. CampbellSee Remarks	2,000	—	—	55,672	—
Nov 7, 2017 MForm 4 →	Nov 9, 4:57 pm EST	Emergent BioSolutions Inc.EBS	George A JoulwanDirector	14,251	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 4:59 pm EST	GENOMIC HEALTH INCGHDX	G Bradley ColeCOO	5,000	—	—	20,000	—
Nov 9, 2017 MForm 4 →	Nov 9, 4:59 pm EST	Verisk Analytics, Inc.VRSK	Christopher M FoskettDirector	5,500	—	—	10,100	—
Nov 8, 2017 AForm 4 →	Nov 9, 5:01 pm EST	Bluerock Residential Growth REIT, Inc.BRG	Ramin KamfarChairman and CEO, Director	250,852	—	—	539,708	—
Nov 5, 2017 AMForm 4 →	Nov 9, 5:01 pm EST	HOLOGIC INCHOLX	Eric B. ComptonCOO	94,037	—	—	0	—	late
Nov 8, 2017 MForm 4 →	Nov 9, 5:02 pm EST	American Water Works Company, Inc.AWK	Deborah A DegillioPresident, AWE	822	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:04 pm EST	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	409,000	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:04 pm EST	HOLOGIC INCHOLX	Karleen Marie ObertonCorp. VP & Chief Acctg Officer	1,860	—	—	1,860	—
Nov 8, 2017 MForm 4 →	Nov 9, 5:07 pm EST	Alkermes plc.ALKS	James M FratesSVP, Alks Inc; CFO ALKS	20,932	—	—	20,932	—
Nov 8, 2017 AForm 4 →	Nov 9, 5:09 pm EST	Equity CommonwealthEQC	Jeffrey Douglas BrownSVP & Chief Accounting Officer	1,191	—	—	1,191	—
Nov 8, 2017 AForm 4 →	Nov 9, 5:09 pm EST	Equity CommonwealthEQC	David HelfandPresident & CEO, Director	57,158	—	—	57,158	—
Nov 7, 2017 CForm 4 →	Nov 9, 5:10 pm EST	AQUANTIA CORPAQ	Faraj AalaeiPresident and CEO, Director	174,165	—	—	0	—
Nov 8, 2017 AForm 4 →	Nov 9, 5:10 pm EST	Equity CommonwealthEQC	Adam Scott MarkmanEVP, CFO & Treasurer	19,053	—	—	19,053	—	amended
Nov 7, 2017 MForm 4 →	Nov 9, 5:10 pm EST	QUALYS, INC.QLYS	Philippe F CourtotChairman, President & CEO, Director, 10% Owner	40,000	—	—	481,927	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:10 pm EST	CHEVRON CORPCVX	Michael K WirthVice Chairman, Director	1,229	—	—	110,771	—
Nov 8, 2017 AForm 4 →	Nov 9, 5:11 pm EST	Equity CommonwealthEQC	Orrin S ShifrinEVP, Gen. Counsel & Secretary	19,053	—	—	19,053	—
Nov 8, 2017 AForm 4 →	Nov 9, 5:12 pm EST	Equity CommonwealthEQC	David S WeinbergEVP & Chief Operating Officer	19,053	—	—	19,053	—
Nov 8, 2017 AForm 4 →	Nov 9, 5:12 pm EST	Equity CommonwealthEQC	Samuel ZellDirector	83,356	—	—	83,356	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:12 pm EST	STAMPS.COM INCSTMP	Seth WeisbergChief Legal Officer	3,085	—	—	85,745	—
Nov 7, 2017 CForm 4 →	Nov 9, 5:13 pm EST	AQUANTIA CORPAQ	Aquan LLC +110% Owner	29,027,545	—	—	0	—
Nov 7, 2017 CForm 4 →	Nov 9, 5:14 pm EST	AQUANTIA CORPAQ	Global Foundries U.S. Inc.10% Owner	26,420,525	—	—	0	—
Feb 2, 2017 AMForm 4 →	Nov 9, 5:15 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Michael John ShortPresident, Robinson Fresh	12,184	—	—	24,120	—	late
Nov 7, 2017 CForm 4 →	Nov 9, 5:15 pm EST	AQUANTIA CORPAQ	Rusnano10% Owner	28,336,859	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:16 pm EST	TOWN SPORTS INTERNATIONAL HOLDINGS INCCLUB	Michelle RyanChief Marketing Officer	1,184	—	—	36,316	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:16 pm EST	GREEN DOT CORPGDOT	Steven W StreitPresident and CEO, Director	7,995	—	—	104,060	—
Nov 7, 2017 CForm 4 →	Nov 9, 5:16 pm EST	AQUANTIA CORPAQ	Ken PelowskiDirector, 10% Owner	28,201,369	—	—	64,012	—
Nov 7, 2017 CForm 4 →	Nov 9, 5:17 pm EST	AQUANTIA CORPAQ	PINNACLE VENTURES EQUITY FUND I L P +610% Owner	28,201,369	—	—	64,012	—
Nov 7, 2017 CForm 4 →	Nov 9, 5:18 pm EST	AQUANTIA CORPAQ	Sam SrinivasanDirector	1,857,763	—	—	0	—
Nov 7, 2017 CForm 4 →	Nov 9, 5:19 pm EST	AQUANTIA CORPAQ	Lip Bu TanDirector, 10% Owner	22,406,425	—	—	0	—
Nov 7, 2017 CForm 4 →	Nov 9, 5:20 pm EST	AQUANTIA CORPAQ	Mark VollChief Financial Officer	174,166	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:22 pm EST	J.Jill, Inc.JILL	Michael A EckDirector	4,846	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 5:22 pm EST	Advanced Disposal Services, Inc.ADSW	Richard L. Burke Jr.Chief Exec. Officer & Director, Director	9,040	—	—	429,203	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:27 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	12,500	—	—	654,985	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:39 pm EST	AEROJET ROCKETDYNE HOLDINGS, INC.AJRD	James H PerryDirector	33,454	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 5:43 pm EST	NETGEAR, INCNTGR	Tamesa RogersSVP, Human Resources	1,500	—	—	3,061	—
Nov 8, 2017 XForm 4 →	Nov 9, 5:48 pm EST	GoDaddy Inc.GDDY	Auguste GoldmanSVP - Customer Care	8,000	—	—	19,320	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:48 pm EST	GoDaddy Inc.GDDY	Nima KellyEVP - General Counsel	8,112	—	—	0	—
Nov 7, 2017 XForm 4 →	Nov 9, 5:48 pm EST	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	66,047	—
Nov 8, 2017 MForm 4 →	Nov 9, 5:49 pm EST	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	2,338	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:49 pm EST	ILG, Inc.ILG	Sergio RiveraEVP & CEO, Pres VO, Director	24,571	—	—	49,146	—
Nov 7, 2017 AForm 4 →	Nov 9, 5:51 pm EST	BGC Partners, Inc.BGCP	L. P. Cantor FitzgeraldDirector, 10% Owner	1,179,788	—	—	36,549,932	—
Nov 7, 2017 MForm 4 →	Nov 9, 5:53 pm EST	Arista Networks, Inc.ANET	Marc TaxaySVP and General Counsel	7,000	—	—	5,000	—
Nov 7, 2017 AForm 4 →	Nov 9, 5:53 pm EST	Match Group, Inc.MTCH	Philip D EigenmannChief Accounting Officer	40,000	—	—	40,000	—
Nov 7, 2017 AForm 4 →	Nov 9, 5:54 pm EST	BGC Partners, Inc.BGCP	CF GROUP MANAGEMENT INCDirector, 10% Owner	1,179,788	—	—	36,549,932	—
Nov 8, 2017 MForm 4 →	Nov 9, 5:57 pm EST	VERACYTE, INC.VCYT	Bonnie H AndersonChairman and CEO, Director	12,541	—	—	31,526	—
Nov 3, 2017 MForm 4 →	Nov 9, 6:03 pm EST	QUIDEL CORP /DE/QDEL	Kenneth F BuechlerDirector	4,665	—	—	0	—	late
Nov 7, 2017 AForm 4 →	Nov 9, 6:06 pm EST	BGC Partners, Inc.BGCP	Howard W LutnickChairman and CEO, Director, 10% Owner	1,179,788	—	—	36,549,932	—
Nov 7, 2017 MForm 4 →	Nov 9, 6:09 pm EST	AXCELIS TECHNOLOGIES INCACLS	Lynnette C FallonExecutive VP, HR/Legal	56,250	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 6:09 pm EST	CORVEL CORPCRVL	Maxim ShishinChief Information Officer	1,000	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 6:10 pm EST	AXCELIS TECHNOLOGIES INCACLS	William J BintzEVP, Product Development	28,125	—	—	21,875	—
Nov 7, 2017 MForm 4 →	Nov 9, 6:11 pm EST	AXCELIS TECHNOLOGIES INCACLS	Douglas A. LawsonEVP, Corporate Mktg & Strategy	1,953	—	—	13,672	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:11 pm EST	HEXCEL CORP /DE/HXL	Timothy SwordsPresident, Industrial	5	—	—	1,113	—
Nov 8, 2017 MForm 4 →	Nov 9, 6:11 pm EST	AXCELIS TECHNOLOGIES INCACLS	John E AldeborghEVP, Customer Operations	87,500	—	—	0	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:12 pm EST	HEXCEL CORP /DE/HXL	Robert George HennemuthEVP, Human Resources	13	—	—	2,994	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:12 pm EST	HEXCEL CORP /DE/HXL	Thierry MerlotPresident, Aerospace - EMEA/AP	6	—	—	1,532	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:13 pm EST	HEXCEL CORP /DE/HXL	Gail E LehmanExecutive Vice President	6	—	—	2,774	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:14 pm EST	HEXCEL CORP /DE/HXL	Michael CanarioPresident, Aerospace -Americas	6	—	—	1,505	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:14 pm EST	HEXCEL CORP /DE/HXL	Kimberly A. HendricksSVP, Corp. Controller & CAO	4	—	—	843	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:15 pm EST	HEXCEL CORP /DE/HXL	Guy C HacheyDirector	19	—	—	2,081	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:15 pm EST	HEXCEL CORP /DE/HXL	Cynthia M EgnotovichDirector	19	—	—	2,081	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:15 pm EST	HEXCEL CORP /DE/HXL	W Kim FosterDirector	4	—	—	2,081	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:16 pm EST	HEXCEL CORP /DE/HXL	Lynn BrubakerDirector	4	—	—	2,081	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:16 pm EST	HEXCEL CORP /DE/HXL	David L PughDirector	19	—	—	2,081	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:16 pm EST	HEXCEL CORP /DE/HXL	Jeffrey A GravesDirector	19	—	—	2,081	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:17 pm EST	HEXCEL CORP /DE/HXL	Thomas A GendronDirector	19	—	—	2,081	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:17 pm EST	HEXCEL CORP /DE/HXL	Jeffrey C CampbellDirector	19	—	—	2,081	—
Nov 8, 2017 AForm 4 →	Nov 9, 6:17 pm EST	HEXCEL CORP /DE/HXL	Joel S BeckmanDirector	19	—	—	2,081	—
Nov 7, 2017 AForm 4 →	Nov 9, 6:19 pm EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Philip M CoughlinChief Strategy Officer	5,061	—	—	5,061	—
Nov 7, 2017 MForm 4 →	Nov 9, 6:20 pm EST	CONTROL4 CORPCTRL	Martin PlaehnChairman, CEO and President, Director	222,000	—	—	317,072	—
Nov 7, 2017 CForm 4 →	Nov 9, 6:27 pm EST	AQUANTIA CORPAQ	Rusnano10% Owner	28,336,859	—	—	0	—
Nov 7, 2017 CForm 4 →	Nov 9, 6:29 pm EST	AQUANTIA CORPAQ	Aquan LLC +110% Owner	29,027,545	—	—	0	—
Nov 7, 2017 CForm 4 →	Nov 9, 6:34 pm EST	AQUANTIA CORPAQ	Sam SrinivasanDirector	1,857,763	—	—	0	—
Nov 7, 2017 CForm 4 →	Nov 9, 6:35 pm EST	AQUANTIA CORPAQ	Ken PelowskiDirector, 10% Owner	28,201,369	—	—	64,012	—
Nov 7, 2017 MForm 4 →	Nov 9, 6:37 pm EST	STARBUCKS CORPSBUX	Mellody L HobsonDirector	62,966	—	—	0	—
Nov 7, 2017 CForm 4 →	Nov 9, 6:39 pm EST	AQUANTIA CORPAQ	Mark VollChief Financial Officer	174,166	—	—	0	—
Nov 7, 2017 CForm 4 →	Nov 9, 6:39 pm EST	AQUANTIA CORPAQ	Faraj AalaeiPresident and CEO, Director	174,165	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 6:40 pm EST	CLOROX CO /DE/CLX	Matthew T LaszloSVP - Chief Customer Officer	23,682	—	—	2,238	—
Nov 7, 2017 MForm 4 →	Nov 9, 6:40 pm EST	ADVANCED MICRO DEVICES INCAMD	Lisa T SuPresident & CEO, Director	237,500	—	—	26,952	—
Nov 7, 2017 CForm 4 →	Nov 9, 6:41 pm EST	AQUANTIA CORPAQ	Global Foundries U.S. Inc.10% Owner	26,420,525	—	—	0	—
Nov 7, 2017 CForm 4 →	Nov 9, 6:43 pm EST	AQUANTIA CORPAQ	Lip Bu TanDirector, 10% Owner	22,406,425	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 9, 6:45 pm EST	Houghton Mifflin Harcourt CoHMHC	Amy DunkinSee Remarks	66,564	—	—	61,356	—
Nov 7, 2017 AForm 4 →	Nov 9, 6:46 pm EST	Houghton Mifflin Harcourt CoHMHC	Matthew M. FieldsSee remarks	207,316	—	—	194,295	—
Nov 7, 2017 AForm 4 →	Nov 9, 6:47 pm EST	Houghton Mifflin Harcourt CoHMHC	James P. ONeillSee remarks	332,824	—	—	306,782	—
Nov 7, 2017 AForm 4 →	Nov 9, 6:47 pm EST	Houghton Mifflin Harcourt CoHMHC	Alejandro ReyesSee remarks	66,564	—	—	61,356	—
Nov 7, 2017 CForm 4 →	Nov 9, 6:48 pm EST	AQUANTIA CORPAQ	PINNACLE VENTURES EQUITY FUND I L P +610% Owner	28,201,369	—	—	64,012	—
Nov 7, 2017 AForm 4 →	Nov 9, 6:49 pm EST	Houghton Mifflin Harcourt CoHMHC	Rose Else-MitchellSee remarks	2,604	—	—	2,604	—
Nov 1, 2017 MForm 4/A →	Nov 9, 6:52 pm EST	ENVESTNET, INC.ENV	Shelly O'BrienChief Legal Officer	3,000	—	—	12,366	—
Oct 27, 2017 MForm 4/A →	Nov 9, 6:53 pm EST	ENVESTNET, INC.ENV	Shelly O'BrienChief Legal Officer	3,000	—	—	15,366	—
Oct 27, 2017 MForm 4/A →	Nov 9, 6:59 pm EST	ENVESTNET, INC.ENV	William CragerPresident	5,000	—	—	9,000	—
Nov 7, 2017 AForm 4 →	Nov 9, 7:00 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	David J AldrichExecutive Chairman, Director	22,297	—	—	22,297	—
Nov 7, 2017 AForm 4 →	Nov 9, 7:01 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Carlos S BoriSVP, Sales & Marketing	8,634	—	—	8,634	—
Nov 7, 2017 AForm 4 →	Nov 9, 7:01 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Peter L GammelChief Technology Officer	4,317	—	—	4,317	—
Nov 3, 2017 MForm 4/A →	Nov 9, 7:01 pm EST	ENVESTNET, INC.ENV	William CragerPresident	5,000	—	—	4,000	—
Nov 7, 2017 AForm 4 →	Nov 9, 7:02 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Laura A GaspariniVP, Human Resources	2,698	—	—	2,698	—
Nov 7, 2017 AForm 4 →	Nov 9, 7:03 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Liam GriffinPresident and CEO, Director	24,775	—	—	24,775	—
Nov 7, 2017 AForm 4 →	Nov 9, 7:03 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Kris SennesaelSVP & Chief Financial Officer	8,634	—	—	8,634	—
Nov 6, 2017 MForm 4/A →	Nov 9, 7:04 pm EST	ENVESTNET, INC.ENV	Judson BergmanChief Executive Officer, Director	20,000	—	—	6,000	—
Nov 7, 2017 AForm 4 →	Nov 9, 7:04 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Robert John TerrySVP, Gen. Counsel & Secretary	5,396	—	—	5,396	—
Nov 2, 2017 CForm 4/A →	Nov 9, 7:20 pm EST	APPFOLIO INCAPPF	Jonathan WalkerChief Technology Officer	30,000	—	—	1,554,025	—
Nov 8, 2017 AForm 4 →	Nov 9, 7:22 pm EST	BIOLASE, INCBIOL	Jonathan T Lord M.D.Director	19,737	—	—	578,131	—
Nov 8, 2017 AForm 4 →	Nov 9, 7:24 pm EST	BIOLASE, INCBIOL	James R TalevichDirector	9,868	—	—	454,638	—
Nov 8, 2017 MForm 4 →	Nov 9, 7:24 pm EST	SunOpta Inc.STKL	Albert D. BollesDirector	7,995	—	—	0	—
Nov 8, 2017 AForm 4 →	Nov 9, 7:25 pm EST	BIOLASE, INCBIOL	Richard B. LanmanDirector	9,868	—	—	145,201	—
Nov 8, 2017 MForm 4 →	Nov 9, 7:32 pm EST	NETFLIX INCNFLX	Jay C HoagDirector	5,922	—	—	0	—
Nov 8, 2017 MForm 4 →	Nov 9, 7:33 pm EST	SunOpta Inc.STKL	Richard Dean HollisDirector	7,995	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 7:46 pm EST	Revance Therapeutics, Inc.RVNC	Lauren P SilvernailCFO, CBO & Secretary	10,000	—	—	63,373	—
Nov 8, 2017 MForm 4 →	Nov 9, 7:46 pm EST	STARBUCKS CORPSBUX	Javier G TeruelDirector	62,966	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 7:51 pm EST	Oaktree Capital Group, LLCOAK	Bruce A KarshSee Remarks, Director	500,000	—	—	10,856,756	—
Nov 7, 2017 MForm 4 →	Nov 9, 8:24 pm EST	Bloomin' Brands, Inc.BLMN	Elizabeth A SmithChairman and CEO, Director	100,000	—	—	2,937,424	—
Nov 7, 2017 MForm 4 →	Nov 9, 8:53 pm EST	Matador Resources CoMTDR	Craig N AdamsEVP - Land, Legal & Admin	20,000	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 8:59 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	Lionel BonnotSVP Mktg & Business Dev.	5,500	—	—	10,977	—
Nov 7, 2017 MForm 4 →	Nov 9, 9:00 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	2,374	—	—	111,552	—
Nov 7, 2017 MForm 4 →	Nov 9, 9:00 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	Sean SobersChief Financial Officer	2,000	—	—	285,948	—
Nov 8, 2017 MForm 4 →	Nov 9, 9:03 pm EST	WYNN RESORTS LTDWYNN	Kimmarie SinatraEVP/General Counsel/Secretary	25,000	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 9, 9:04 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	Stephen B. ShohetDirector	7,862	—	—	39,314	—
Nov 8, 2017 MForm 4 →	Nov 9, 9:04 pm EST	WYNN RESORTS LTDWYNN	Alvin V ShoemakerDirector	15,000	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 9:21 pm EST	MICROSEMI CORPMSCC	James J PetersonChairman of the Board & CEO, Director	111,992	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 9:25 pm EST	MICROSEMI CORPMSCC	John W HohenerEVP & Chief Financial Officer	55,618	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 9:25 pm EST	MICROSEMI CORPMSCC	Steven G LitchfieldEVP & Chief Strategy Officer	60,945	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 9:26 pm EST	MICROSEMI CORPMSCC	David GorenSVP Bus Affairs, Compl, Legal	39,810	—	—	0	—
Nov 7, 2017 XForm 4 →	Nov 9, 9:26 pm EST	KKR Income Opportunities FundKIO	Suzanne DonohoePresident, Director	28,002	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 9, 9:27 pm EST	MICROSEMI CORPMSCC	Paul H PicklePresident & COO	69,482	—	—	0	—
Nov 9, 2017 MForm 4 →	Nov 9, 9:27 pm EST	MICROSEMI CORPMSCC	Frederick C GoernerExec VP Worldwide Sales & Mktg	4,750	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:42 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Todd C. FreelandDirector	1,444	—	—	8,944	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:42 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Shlomi ArgasExecutive V.P., Projects	10,775	—	—	53,275	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:42 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Zvi KriegerE.V.P. Electricty Segment	10,775	—	—	53,275	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:42 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Stanley SternDirector	2,887	—	—	17,887	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:42 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Ravit BarnivDirector	2,887	—	—	17,887	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:42 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Robert F ClarkeDirector	2,887	—	—	10,387	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:42 pm EST	ORMAT TECHNOLOGIES, INC.ORA	David GranotDirector	2,887	—	—	17,887	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:43 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Dan FalkDirector	2,887	—	—	17,887	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:43 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Isaac AngelCEO	277,800	—	—	420,300	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:43 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Doron BlacharCFO	77,923	—	—	120,423	—
Nov 7, 2017 AForm 4 →	Nov 9, 9:43 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Bob SullivanEVP Sales Marketing BD	10,775	—	—	98,232	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.