SEC Form 4 · accession 0001209191-17-060108
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Heidari
Officer — Chairman and CEO · Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | M | 2,374 | $1.00 | A | 71,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $1.00 | Nov 7, 2017 | M | 2,374 | D | — | Oct 7, 2021 | Common Stock | 2,374 | 111,552 | D |
Explanation of responses
- F1The Reporting Person has elected to exercise and hold the shares at this time.
- F2The shares subject to the option are fully vested and exercisable.