SEC Form 4 · accession 0001127602-17-031753
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. West
Officer — Div President & GM, Diagnostic
Period of report
Nov 5, 2017
Accepted (ET)
Nov 9, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 5, 2017 | M | 2,085 | — | A | 23,869 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2,F4 | — | Nov 5, 2017 | M | 2,085 | D | — | — | Common Stock | 2,085 | 2,086 | D |
Explanation of responses
- F1Represents vested Restricted Stock Units (RSUs) that are subject to deferral pursuant to the Issuer's Deferred Equity Plan and are voluntarily being reported on Table I.
- F2RSUs are settled in shares of common stock on a one-for-one basis upon vesting.
- F3Includes 13,989 shares subject to deferral pursuant to the Issuer's Deferred Equity Plan.
- F4This RSU award vests in three installments beginning on the first anniversary of the grant date.